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PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 203 Institutional holders with a total value of $702,318,202.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,167,112 60,969,000 8.68%
2 PRICE T ROWE ASSOCIATES INC /MD/ 1,020,390 53,305,000 7.59%
3 BlackRock Fund Advisors 924,262 48,283,000 6.87%
4 DIMENSIONAL FUND ADVISORS LP 815,880 42,622,000 6.07%
5 Bank of New York Mellon Corp 773,157 40,390,000 5.75%
6 ACADIAN ASSET MANAGEMENT LLC 646,251 33,760,000 4.81%
7 BlackRock Institutional Trust Company, N.A. 445,288 23,262,000 3.31%
8 STATE STREET CORP 397,473 20,764,000 2.96%
9 JAMES INVESTMENT RESEARCH, INC. 351,372 18,356,000 2.61%
10 RUSSELL FRANK CO/ 335,987 17,553,000 2.50%
11 PZENA INVESTMENT MANAGEMENT LLC 270,654 14,139,000 2.01%
12 JPMORGAN CHASE & CO 264,494 13,817,000 1.97%
13 DALTON GREINER HARTMAN MAHER & CO 246,342 12,869,000 1.83%
14 KENNEDY CAPITAL MANAGEMENT LLC 228,782 11,952,000 1.70%
15 PRUDENTIAL FINANCIAL INC 222,204 11,608,000 1.65%
16 NORGES BANK 218,212 11,400,000 1.62%
17 GOLDMAN SACHS GROUP INC 215,411 11,253,000 1.60%
18 Opus Capital Group, LLC 214,868 11,224,000 1.60%
19 NORTHERN TRUST CORP 212,218 11,086,000 1.58%
20 SYSTEMATIC FINANCIAL MANAGEMENT LP 207,579 10,843,000 1.54%
21 GEODE CAPITAL MANAGEMENT, LLC 188,233 9,833,000 1.40%
22 Greenwich Wealth Management LLC 172,200 8,996,000 1.28%
23 AMERIPRISE FINANCIAL INC 162,993 8,515,000 1.21%
24 Numeric Investors LLC 145,628 7,608,000 1.08%
25 LORD, ABBETT & CO. LLC 134,449 7,024,000 1.00%
26 MORGAN STANLEY 130,751 6,831,000 0.97%
27 PRINCIPAL FINANCIAL GROUP INC 97,813 5,110,000 0.73%
28 BARCLAYS PLC 94,396 4,907,000 0.70%
29 SIGNIA CAPITAL MANAGEMENT LLC 93,227 4,870,000 0.69%
30 AQR CAPITAL MANAGEMENT LLC 90,648 4,735,000 0.67%
31 BOGLE INVESTMENT MANAGEMENT L P /DE/ 90,466 4,725,000 0.67%
32 TFS CAPITAL LLC 89,622 4,682,000 0.67%
33 Invesco Ltd. 86,114 4,498,000 0.64%
34 JENNISON ASSOCIATES LLC 84,926 4,437,000 0.63%
35 AMERICAN CENTURY COMPANIES INC 80,261 4,193,000 0.60%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 75,004 3,918,000 0.56%
37 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 68,722 3,581,000 0.51%
38 ClariVest Asset Management LLC 68,423 3,574,000 0.51%
39 Nationwide Fund Advisors 64,779 3,384,000 0.48%
40 PANAGORA ASSET MANAGEMENT INC 62,037 3,241,000 0.46%
41 COMMONWEALTH BANK OF AUSTRALIA 61,604 3,218,000 0.46%
42 PUTNAM INVESTMENTS LLC 61,115 3,193,000 0.45%
43 FIRST TRUST ADVISORS LP 60,813 3,177,000 0.45%
44 Asset Management One Co., Ltd. 60,794 3,176,000 0.45%
45 BlackRock Investment Management, LLC 60,433 3,157,000 0.45%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 58,170 3,039,000 0.43%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 57,019 2,979,000 0.42%
48 CREDIT SUISSE AG/ 55,143 2,882,000 0.41%
49 GUGGENHEIM CAPITAL LLC 53,814 2,811,000 0.40%
50 Brandywine Global Investment Management, LLC 50,676 2,648,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.