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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000909012-14-000423) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 851,650 33,921 10.46%
2 Park Sterling Corp 691,702 5,222 1.61%
3 FIFTH STREET FINANCE CORP 355,600 3,150 0.97%
4 GRAMERCY PPTY TR 338,521 2,769 0.85%
5 HATTERAS FINL CORP 306,250 5,812 1.79%
6 GENERAL ELECTRIC CO 275,393 7,265 2.24%
7 POWERSHARES ACTIVE MNG ETF T 251,160 7,449 2.30%
8 MICROSOFT CORP 227,602 11,122 3.43%
9 ISHARES TR 180,865 12,121 3.74%
10 JPMORGAN CHASE & CO 180,544 9,128 2.81%
11 POWERSHARES ETF TRUST 168,924 15,328 4.73%
12 POWERSHARES ETF TR II 164,596 6,804 2.10%
13 Spectra Energy Corp Com 161,818 6,364 1.96%
14 EXXON MOBIL CORP 157,996 15,232 4.70%
15 DOW CHEM CO 140,625 6,963 2.15%
16 EGA EMERGING GLOBAL SHS TR 133,675 2,904 0.90%
17 APPLIED MATLS INC 115,027 2,592 0.80%
18 PFIZER INC 102,289 3,101 0.96%
19 BANK AMER CORP 101,775 1,762 0.54%
20 APPLE INC 94,058 10,318 3.18%
21 JPMORGAN CHASE & CO 91,138 5,593 1.72%
22 COCA COLA CO 90,726 3,856 1.19%
23 JOHNSON & JOHNSON 85,373 9,297 2.87%
24 CLAYMORE EXCHANGE TRD FD TR 85,120 2,271 0.70%
25 ETRACS WELLS FARGO MLP EX-ENERGY ETN 82,600 1,926 0.59%
26 VANGUARD SPECIALIZED FUNDS 70,505 5,641 1.74%
27 POWERSHARES ETF TRUST 68,955 1,485 0.46%
28 ARES CAPITAL CORP 68,730 1,122 0.35%
29 CISCO SYS INC 66,801 1,680 0.52%
30 BERKSHIRE HATHAWAY INC DEL 62,098 9,001 2.78%
31 Rcs Capital Corp 60,000 670 0.21%
32 UBS AG JERSEY BRH 57,025 2,472 0.76%
33 LOWES COS INC 55,152 3,198 0.99%
34 BANK NEW YORK MELLON CORP 53,932 2,127 0.66%
35 POWERSHARES ETF TRUST 48,080 2,240 0.69%
36 SYSCO CORP 45,444 1,750 0.54%
37 CAPITALA FIN CORP 45,300 823 0.25%
38 CSX CORP 44,866 1,647 0.51%
39 WISDOMTREE INVTS INC 43,550 695 0.21%
40 BB&T CORP 39,178 1,501 0.46%
41 WELLS FARGO & CO NEW 36,083 1,933 0.60%
42 HORMEL FOODS CORP 32,114 1,758 0.54%
43 DUKE ENERGY CORP NEW 31,190 2,578 0.79%
44 NUCOR CORP 30,905 1,648 0.51%
45 FREEPORT-MCMORAN INC 29,265 832 0.26%
46 POWERSHARES ETF TR II 29,035 426 0.13%
47 TALISMAN ENERGY INC. 28,160 162 0.05%
48 AUTOMATIC DATA PROCESSING IN 26,568 2,256 0.70%
49 QUALCOMM INC 25,812 1,797 0.55%
50 VANGUARD INTL EQUITY INDEX F 25,507 1,244 0.38%
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