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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000909012-15-000065) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 PENNEY J C 25 0 0.00%
2 PIPER JAFFRAY COS 4 0 0.00%
3 KNOWLES CORP COM 21 0 0.00%
4 BLACKROCK CORPOR HI YLD FD I 39 0 0.00%
5 CLAYMORE EXCHANGE TRD FD TR 0 0 0.00%
6 POWERSHARES ETF TRUST II 0 0 0.00%
7 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
8 CHYRONHEGO CORP 50 0 0.00%
9 FUELCELL ENERGY INC COM 100 0 0.00%
10 GENERAL MTRS CO 14 0 0.00%
11 GENERAL MTRS CO 14 0 0.00%
12 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 0 0 0.00%
13 SANOFI 42 0 0.00%
14 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 12 0 0.00%
15 FIRSTMERIT CORPORATION 24 0 0.00%
16 MEDCATH ESCROW 500 0 0.00%
17 EAST WEST BANCORP INC 4 0 0.00%
18 PETROLEO BRASILEIRO SA PETRO 32 0 0.00%
19 ROBERT HALF INTL INC 5 0 0.00%
20 NRG ENERGY INC 3 0 0.00%
21 BLACKBERRY LTD 15 0 0.00%
22 SIMPSON MFG INC COM 10 0 0.00%
23 GRAMERCY PPTY TR 0 0 0.00%
24 AMERICA MOVIL SAB DE CV 22 0 0.00%
25 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
26 MURPHY OIL 2 0 0.00%
27 PLUG POWER INC 10 0 0.00%
28 COMMUNITYONE BANCORP COM 7 0 0.00%
29 VECTRUS INC 11 0 0.00%
30 ACTUA CORP 1 0 0.00%
31 CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES 0 0 0.00%
32 NEWS CORP CL A 25 0 0.00%
33 Paragon Offshore PLC 83 0 0.00%
34 ISHARES 7-10 YEAR TREASURY BOND ETF 0 0 0.00%
35 HYDROGENICS CORP NEW 4 0 0.00%
36 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 29 0 0.00%
37 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
38 BALLARD PWR SYS INC NEW 100 0 0.00%
39 SEVENTY SEVEN ENERGY INC - escrow shares 14 0 0.00%
40 TIME INC NEW 7 0 0.00%
41 VALE S A 26 0 0.00%
42 AVIAT NETWORKS INC COM 22 0 0.00%
43 AFFYMAX INC COM 3,000 0 0.00%
44 CERAGON NETWORKS LTD 25 0 0.00%
45 ISHARES TR 0 0 0.00%
46 TRANSOCEAN LTD 13 0 0.00%
47 JDS UNIPHASE CORP COM PAR $0.001 2 0 0.00%
48 TUTOR PERINI CORP 5 0 0.00%
49 TELEFONAKTIEBOLAGET LM ERICS 25 0 0.00%
50 BELDEN INC 14 1 0.00%
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