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CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 32 Institutional holders with a total value of $43,433,711.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 655,370 22,931,000 52.80%
2 MORGAN STANLEY 159,802 5,592,000 12.87%
3 Raymond James Financial Services Advisors, Inc. 76,776 2,686,000 6.18%
4 WELLS FARGO & COMPANY/MN 70,030 2,450,000 5.64%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,021 2,205,000 5.08%
6 OPPENHEIMER & CO INC 45,427 1,590,000 3.66%
7 LPL Financial LLC 26,258 919,000 2.12%
8 Formidable Asset Management, LLC 21,455 751,000 1.73%
9 SG Americas Securities, LLC 18,343 642,000 1.48%
10 JANE STREET GROUP, LLC 16,994 595,000 1.37%
11 VSR Financial Services, Inc. 16,480 577,000 1.33%
12 Virtu KCG Holdings LLC 14,176 496,000 1.14%
13 AMERIPRISE FINANCIAL INC 10,723 375,000 0.86%
14 Janney Montgomery Scott LLC 7,866 275,231 0.63%
15 J.P. Turner & Co Capital Mnagement, LLC 6,515 227,000 0.52%
16 BANK OF AMERICA CORP /DE/ 6,156 215,000 0.50%
17 ROYAL BANK OF CANADA 5,581 195,000 0.45%
18 UBS Group AG 3,880 136,000 0.31%
19 CITIGROUP INC 3,850 135,000 0.31%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,685 128,000 0.29%
21 B. Riley Wealth Advisors, Inc. 2,400 84,000 0.19%
22 PNC FINANCIAL SERVICES GROUP, INC. 2,200 77,000 0.18%
23 DEUTSCHE BANK AG\ 1,508 52,000 0.12%
24 Manchester Capital Management LLC 1,100 38,000 0.09%
25 Creative Planning 500 17,000 0.04%
26 AMERICAN INTERNATIONAL GROUP, INC. 471 16,480 0.04%
27 Regal Investment Advisors LLC 425 15,000 0.03%
28 MCF Advisors LLC 204 7,000 0.02%
29 Plante Moran Financial Advisors, LLC 133 5,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 71 2,000 0.00%
31 Carroll Financial Associates, Inc. 0 0 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.