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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,246 holdings with a total value of $665,988,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GLOBAL PMTS INC 3 0 0.00%
2 NCR CORP NEW 26 0 0.00%
3 INTERVAL LEISURE GROUP INC 18 0 0.00%
4 CA INC 7 0 0.00%
5 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
6 VIAVI SOLUTIONS INC 12 0 0.00%
7 FCB FINL HLDGS INC CL A 10 0 0.00%
8 ULTRATECH INC COM 13 0 0.00%
9 VALE S A 26 0 0.00%
10 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY IND 18 0 0.00%
11 SEASPINE HLDGS CORP COM 4 0 0.00%
12 NORTH EUROPEAN OIL RTY TR SH BEN INT 65 0 0.00%
13 SCHWAB STRATEGIC TR 23 0 0.00%
14 LIBERTY GLOBAL PLC 33 0 0.00%
15 LIVE NATION, INC. 16 0 0.00%
16 PIPER JAFFRAY COS 4 0 0.00%
17 ENTERCOM COMMUNICATIONS CORP 0 0 0.00%
18 SANOFI 42 0 0.00%
19 TUTOR PERINI CORP 5 0 0.00%
20 TIME INC NEW 63 0 0.00%
21 SCHWAB U.S. LARGE-CAP ETF 16 0 0.00%
22 PROTHENA CORP PLC 1 0 0.00%
23 WASHINGTON PRIME GROUP NEW 50 0 0.00%
24 INDEXIQ ETF TR 25 0 0.00%
25 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL EMERG 29 0 0.00%
26 TELEFONAKTIEBOLAGET LM ERICS 40 0 0.00%
27 HERC HLDGS INC 13 0 0.00%
28 HYDROGENICS CORP NEW 4 0 0.00%
29 SPROUTS FMRS MKT INC 46 0 0.00%
30 LIBERTY ALL STAR EQUITY FD 96 0 0.00%
31 CERAGON NETWORKS LTD 37 0 0.00%
32 UBS AG 48 0 0.00%
33 ISHARES TR 8 0 0.00%
34 BANK OF THE OZARKS INC 2 0 0.00%
35 NRG ENERGY INC 10 0 0.00%
36 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 23 0 0.00%
37 PIMCO HIGH INCOME FD 7 0 0.00%
38 INGEVITY CORP 3 0 0.00%
39 LIBERTY MEDIA CORP DEL 52 0 0.00%
40 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
41 NEW ENERGY SYS GROUPCOM 30 0 0.00%
42 PENNEY J C 25 0 0.00%
43 CARE CAP PPTYS INC 15 0 0.00%
44 EDISON INTL 12 0 0.00%
45 AMN HEALTHCARE SERVICES INC 15 0 0.00%
46 ISHARES TR 16 0 0.00%
47 PLUG POWER INC 10 0 0.00%
48 ACTUA CORP 1 0 0.00%
49 EATON VANCE ENHANCED EQ INC 9 0 0.00%
50 HOOKER FURNITURE CORP 4 0 0.00%
Page 1 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000582, filed 2016.10.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.