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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 71 Institutional holders with a total value of $53,141,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisor Networks LLC 922,461 9,188,000 17.29%
2 Commonwealth Equity Services, Inc 715,614 7,128,000 13.41%
3 LPL Financial LLC 372,982 3,685,000 6.93%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 367,660 3,662,000 6.89%
5 MORGAN STANLEY 327,044 3,257,000 6.13%
6 ADVISOR GROUP, INC. 240,282 2,393,000 4.50%
7 MSI Financial Services Inc 173,646 1,730,000 3.26%
8 Private Advisor Group, LLC 152,034 1,502,000 2.83%
9 COHEN & STEERS, INC. 147,660 1,471,000 2.77%
10 SHEAFF BROCK INVESTMENT ADVISORS, LLC 138,154 1,376,000 2.59%
11 Stratford Consulting, LLC 121,306 1,208,000 2.27%
12 PNC FINANCIAL SERVICES GROUP, INC. 115,778 1,153,000 2.17%
13 BANK OF AMERICA CORP /DE/ 112,918 1,125,000 2.12%
14 UBS Group AG 95,794 954,000 1.80%
15 AMERIPRISE FINANCIAL INC 84,826 845,000 1.59%
16 Traynor Capital Management, Inc. 84,349 812,000 1.53%
17 Cambridge Investment Research Advisors, Inc. 78,695 784,000 1.48%
18 NATIONAL PLANNING CORP 85,278 757,000 1.42%
19 WELLS FARGO & COMPANY/MN 74,161 739,000 1.39%
20 NEXT Financial Group, Inc 65,802 655,000 1.23%
21 WFG Advisors, LP 48,660 485,000 0.91%
22 CLIFFORD SWAN INVESTMENT COUNSEL LLC 48,590 484,000 0.91%
23 RAYMOND JAMES & ASSOCIATES 48,097 479,000 0.90%
24 NINE MASTS CAPITAL Ltd 48,104 479,000 0.90%
25 RFG Advisory, LLC 45,752 452,000 0.85%
26 VestGen Investment Management 45,000 448,000 0.84%
27 ROYAL BANK OF CANADA 40,614 404,000 0.76%
28 Prospera Financial Services Inc 39,139 390,000 0.73%
29 IFP ADVISORS, INC 39,089 389,000 0.73%
30 Creative Planning 35,315 352,000 0.66%
31 IFC Holdings Incorporated/FL 32,012 321,000 0.60%
32 Aviance Capital Partners, LLC 31,800 317,000 0.60%
33 First Allied Advisory Services, Inc. 31,137 310,000 0.58%
34 S. R. Schill & Associates 27,624 275,000 0.52%
35 PINNACLE ASSOCIATES LTD 27,500 274,000 0.52%
36 Concert Wealth Management Inc. 25,245 252,000 0.47%
37 Virtu KCG Holdings LLC 25,320 252,000 0.47%
38 KALOS MANAGEMENT, INC. 20,432 204,000 0.38%
39 TRUSTMARK BANK TRUST DEPARTMENT 18,448 184,000 0.35%
40 Raymond James Financial Services Advisors, Inc. 16,765 167,000 0.31%
41 Roof Eidam Maycock Peralta, LLC 15,517 155,000 0.29%
42 DOLIVER ADVISORS, LP 15,200 151,000 0.28%
43 CETERA INVESTMENT ADVISERS 12,123 121,000 0.23%
44 SII INVESTMENTS INC/WI 11,895 119,000 0.22%
45 B. Riley Wealth Advisors, Inc. 11,817 118,000 0.22%
46 Bank of New York Mellon Corp 11,266 112,000 0.21%
47 MILLENNIUM MANAGEMENT LLC 11,268 112,000 0.21%
48 Mechanics Bank Trust Department 10,800 108,000 0.20%
49 WHITTIER TRUST CO 10,620 106,000 0.20%
50 Cetera Advisors LLC 10,012 100,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.