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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,246 holdings with a total value of $665,988,000.
#
Name
Shares
Value ($)
%
Options
Notes
1101 BUFFALO WILD WINGS INC 10 1,000 0.00%
1102 CHESAPEAKE ENERGY CORP 251 1,000 0.00%
1103 ST JUDE 13 1,000 0.00%
1104 RYDEX ETF TRUST 9 1,000 0.00%
1105 ENDURANCE SPECIALTY 16 1,000 0.00%
1106 CELANESE 30 1,000 0.00%
1107 HERTZ GLOBAL HLDGS INC 40 1,000 0.00%
1108 L BRANDS INC 21 1,000 0.00%
1109 BALLARD PWR SYS INC NEW 600 1,000 0.00%
1110 FACTSET RESH SYS INC 11 1,000 0.00%
1111 NUANCE COMM 134 1,000 0.00%
1112 CYPRESS SEMICONDUCTRCORP 125 1,000 0.00%
1113 Ramco-Gershenson Properties Tr 88 1,000 0.00%
1114 ARMSTRONG WORLD INDS INC NEW COM 33 1,000 0.00%
1115 ROBERT HALF 32 1,000 0.00%
1116 BARCLAYS BANK PLC REDEEMED $25.00/SH 3/15/17 50 1,000 0.00%
1117 FLOWERS FOODS INC 95 1,000 0.00%
1118 BEST BUY 43 1,000 0.00%
1119 JAMBA INC COM NEW 100 1,000 0.00%
1120 POWERSHARES ETF TRUST 46 1,000 0.00%
1121 NEW MTN FIN CORP 100 1,000 0.00%
1122 INTERPUBLIC GROUP COS INC 71 1,000 0.00%
1123 AXCELIS TECHNOLOGIES INC 85 1,000 0.00%
1124 LIBERTY GLOBAL PLC LILAC SHS CL C 70 1,000 0.00%
1125 RANGE RES CORP 50 1,000 0.00%
1126 NOBLE CORP PLC 250 1,000 0.00%
1127 VARIAN MED SYS I 12 1,000 0.00%
1128 NETGEAR INC COM 25 1,000 0.00%
1129 DIREXION SHS ETF TR 37 1,000 0.00%
1130 RALPH LAUREN CORP 18 1,000 0.00%
1131 RPM INTL INC 27 1,000 0.00%
1132 BLACKROCK CORPOR HI YLD FD I 122 1,000 0.00%
1133 INTEGRA LIFESCIENCES HLDGS CP COM NEW 14 1,000 0.00%
1134 ISHARES TR 30 1,000 0.00%
1135 PROSHARES TR 24 1,000 0.00%
1136 SUNCOKE ENERGY INC COM 147 1,000 0.00%
1137 NATIONAL STORAGE AFFILIATES 75 1,000 0.00%
1138 COMMERCEHUB INC COM SER C 74 1,000 0.00%
1139 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
1140 ISHARES TR 16 0 0.00%
1141 AMN HEALTHCARE SERVICES INC 15 0 0.00%
1142 J.C. Penney Company, Inc. 25 0 0.00%
1143 ATLAS ENERGY GROUP LLC COM 117 0 0.00%
1144 NEW ENERGY SYS GROUPCOM 30 0 0.00%
1145 LIBERTY BRAVES GR C 52 0 0.00%
1146 ACTUA CORP 1 0 0.00%
1147 PHARMERICA CORP 27 0 0.00%
1148 LIBERTY BRAVES GR A 23 0 0.00%
1149 UBS AG LONDON BRH 48 0 0.00%
1150 HOOKER FURNITURE CORP 4 0 0.00%
Page 23 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000582, filed 2016.10.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.