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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,246 holdings with a total value of $665,988,000.
#
Name
Shares
Value ($)
%
Options
Notes
1201 CA INC 7 0 0.00%
1202 IMMUNOGEN INCORPORATED 209 0 0.00%
1203 WASHINGTON PRIME GROUP NEW COM 50 0 0.00%
1204 LIBERTY ALL STAR EQUITY FD 96 0 0.00%
1205 ULTRATECH INC 13 0 0.00%
1206 VALE S A 26 0 0.00%
1207 ECHOSTAR CORP CL A 22 0 0.00%
1208 SPDR MSCI ACWI EX-US 19 0 0.00%
1209 DEUTSCHE HIGH INCOME OPPORT 50 0 0.00%
1210 SCHWAB STRATEGIC TR 23 0 0.00%
1211 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 189 0 0.00%
1212 COMMUNITY HEALTH SYS INC NEW COM 13 0 0.00%
1213 VERITIV CORP COM 5 0 0.00%
1214 SYNOVUS FINL CORP COM NEW 17 0 0.00%
1215 Powershares Exch Traded Fd Tst Ii S&p 60 15 0 0.00%
1216 PHOTOMEDEX INC 1 0 0.00%
1217 SUNPOWER CORP 34 0 0.00%
1218 BLACKBERRY LTD 15 0 0.00%
1219 DANA INC 38 0 0.00%
1220 EATON VANCE ENHANCED EQ INC 9 0 0.00%
1221 SCHWAB STRATEGIC TR 29 0 0.00%
1222 BROOKDALE SR LIVING INC 17 0 0.00%
1223 NORTH EUROPEAN 65 0 0.00%
1224 NRG ENERGY INC 10 0 0.00%
1225 Sequential Brands Group, Inc. 6 0 0.00%
1226 INTERVAL LEISURE GROUP INC 18 0 0.00%
1227 HSN Inc 11 0 0.00%
1228 COMMERCEHUB INC COM SER A 36 0 0.00%
1229 CERAGON NETWORKS LTD ORD 37 0 0.00%
1230 SCHWAB INTERNATIONAL EQUITY ETF 19 0 0.00%
1231 NCR CORP NEW 26 0 0.00%
1232 SYNCHRONY FINL 31 0 0.00%
1233 VISTEON CORP COM NEW 7 0 0.00%
1234 VANGUARD INTL EQUITY INDEX F 4 0 0.00%
1235 UNITED STATES STL CORP NEW 34 0 0.00%
1236 STERLING CONSTRUCTION CO INC 4 0 0.00%
1237 MACYS INC 13 0 0.00%
1238 KIMCO REALTY 24 0 0.00%
1239 LIFEPOINT HOSPS INC 1 0 0.00%
1240 PARSLEY ENERGY CLA A 24 0 0.00%
1241 SCHWAB U.S. SMALL-CAP ETF 7 0 0.00%
1242 RENREN INCORPORATED SPONSORED ADR 200 0 0.00%
1243 TALEN ENERGY CORP COM 12 0 0.00%
1244 FINISAR CORP COM NEW 1 0 0.00%
1245 PIONEER FLOATING RATE TR 6 0 0.00%
1246 WebMD Health Corp 11 0 0.00%
Page 25 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000582, filed 2016.10.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.