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GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 33 Institutional holders with a total value of $57,881,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisor Networks LLC 850,020 12,912,000 22.31%
2 Carroll Financial Associates, Inc. 765,180 11,623,000 20.08%
3 MORGAN STANLEY 485,871 7,381,000 12.75%
4 FOSTER & MOTLEY INC 254,520 3,866,000 6.68%
5 NORTHWEST INVESTMENT COUNSELORS, LLC 208,906 3,173,000 5.48%
6 JOHNSON INVESTMENT COUNSEL INC 173,325 2,632,000 4.55%
7 BANK OF AMERICA CORP /DE/ 160,276 2,435,000 4.21%
8 ASSETMARK, INC 130,623 1,984,000 3.43%
9 Klingman & Associates, LLC 128,151 1,947,000 3.36%
10 RAYMOND JAMES & ASSOCIATES 111,574 1,695,000 2.93%
11 REGENTATLANTIC CAPITAL LLC 102,260 1,553,000 2.68%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,601 1,012,000 1.75%
13 Raymond James Financial Services Advisors, Inc. 62,078 943,000 1.63%
14 LPL Financial LLC 62,649 933,000 1.61%
15 UBS Group AG 46,445 706,000 1.22%
16 ROYAL BANK OF CANADA 42,381 644,000 1.11%
17 Callan Capital, LLC 32,503 494,000 0.85%
18 M&T BANK CORP 25,224 383,000 0.66%
19 AMERICAN FINANCIAL GROUP INC 18,369 279,000 0.48%
20 DIVIDEND ASSETS CAPITAL, LLC 13,285 202,000 0.35%
21 Virtu KCG Holdings LLC 13,107 199,000 0.34%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,855 165,000 0.29%
23 Transamerica Financial Advisors, LLC 10,220 156,000 0.27%
24 Concert Wealth Management Inc. 10,000 152,000 0.26%
25 IFP ADVISORS, INC 8,949 136,000 0.23%
26 Stanford Investment Group, Inc. 7,710 117,000 0.20%
27 CITIGROUP INC 6,137 93,000 0.16%
28 ADVISOR GROUP, INC. 1,943 29,000 0.05%
29 JPMORGAN CHASE & CO 1,623 25,000 0.04%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 495 8,000 0.01%
31 FIFTH THIRD BANCORP 200 3,000 0.01%
32 MSI Financial Services Inc 83 1,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.