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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN TOWER CORP NEW 2,504 283 0.04%
52 AMERICAN WTR WKS CO INC NEW 65 4 0.00%
53 AMERIGAS PARTNERS L P 124 5 0.00%
54 AMERIPRISE FINL INC 60 5 0.00%
55 AMERISOURCEBERGEN CORP 1,045 84 0.01%
56 AMGEN INC 5,426 905 0.14%
57 AMN HEALTHCARE SERVICES INC 15 0 0.00%
58 AMPHENOL CORP NEW 460 29 0.00%
59 AMTRUST FINL SVCS INC 1,368 36 0.01%
60 ANADARKO PETR 5,353 339 0.05%
61 ANALOG DEVICES INC 454 29 0.00%
62 ANHEUSER BUSCH INBEV SA/NV 475 62 0.01%
63 ANNALY CAP MGMT INC 7,272 76 0.01%
64 ANSYS 113 10 0.00%
65 ANTHEM INC 396 49 0.01%
66 AON PLC 907 102 0.02%
67 APACHE CORP 53 3 0.00%
68 APOLLO COML REAL EST FIN INC 300 4 0.00%
69 APPLE INC 119,186 13,474 2.02%
70 APPLIED MATLS INC 84,659 2,552 0.38%
71 AQUA AMERICA INC 443 13 0.00%
72 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
73 ARCH CAP GROUP LTD 55 4 0.00%
74 ARCHER DANIELS MIDLAND CO 3,090 130 0.02%
75 ARES CAPITAL CORP 13,400 207 0.03%
76 ARMADA HOFFLER PPTYS INC 7,385 98 0.01%
77 ARMSTRONG WORLD INDS INC NEW COM 33 1 0.00%
78 ASHLAND GLOBAL HLDGS INC 97 11 0.00%
79 ASTRAZENECA PLC 656 21 0.00%
80 AT&T INC 56,134 2,279 0.34%
81 ATHENA HEALTH INC. 103 12 0.00%
82 ATLAS ENERGY GROUP LLC COM 117 0 0.00%
83 ATMOS ENERGY CORP 1,378 102 0.02%
84 AUTODESK INC 458 33 0.00%
85 AUTOMATIC DATA PROCESSING IN 22,074 1,946 0.29%
86 AUTOZONE INC 11 8 0.00%
87 AVIS BUDGET GROUP 70 2 0.00%
88 AVISTA CORP 1,000 41 0.01%
89 AXALTA COATING SYS LTD 72 2 0.00%
90 AXCELIS TECHNOLOGIES INC 85 1 0.00%
91 BAIDU INC 331 60 0.01%
92 BAKER HUGHES INC 4,476 225 0.03%
93 BALLARD PWR SYS INC NEW 600 1 0.00%
94 BANCO BILBAO VIZCAYA ARGENTA 991 5 0.00%
95 BANCO MACRO SA 151 11 0.00%
96 BANCO SANTANDER SA 1,361 6 0.00%
97 BANK AMER CORP 161,418 2,526 0.38%
98 BANK N S HALIFAX 750 39 0.01%
99 BANK NEW YORK MELLON CORP 117,718 4,694 0.70%
100 BANK OF THE OZARKS INC 2 0 0.00%
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