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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
1001 SELECT SECTOR SPDR TR 2,545 183 0.03%
1002 ISHARES TR 4,820 187 0.03%
1003 POWERSHARES ETF TR II 6,402 196 0.03%
1004 ENERGY TRANSFER L P 11,776 197 0.03%
1005 ALLSTATE CORP 2,868 198 0.03%
1006 REGIONS FINANCIAL CORP NEW 20,185 199 0.03%
1007 WISDOMTREE TR 8,530 200 0.03%
1008 EXPRESS SCRIPTS HLDG CO 2,853 201 0.03%
1009 ALIGN TECHNOLOGY INC 2,180 204 0.03%
1010 GENERAL DYNAMICS CORP 1,327 205 0.03%
1011 ADOBE INC 1,904 206 0.03%
1012 ARES CAPITAL CORP 13,400 207 0.03%
1013 STATE STR CORP 3,000 208 0.03%
1014 SPDR GOLD TR 1,675 210 0.03%
1015 CITIGROUP INC 4,559 215 0.03%
1016 PIMCO ETF TR 2,126 215 0.03%
1017 BARCLAYS BANK PLC 8,300 216 0.03%
1018 BLACKSTONE GROUP L P 8,494 216 0.03%
1019 KINDER MORGAN INC DEL 9,356 216 0.03%
1020 VANGUARD INDEX FDS 1,735 223 0.03%
1021 SPROTT PHYSICAL GOLD TRUST 20,500 224 0.03%
1022 ETFS GOLD TR 1,750 224 0.03%
1023 AMERICAN EXPRESS CO 3,527 225 0.03%
1024 BAKER HUGHES INC 4,476 225 0.03%
1025 COLUMBIA PPTY TR INC 10,213 228 0.03%
1026 EOG RES INC 2,464 238 0.04%
1027 POWERSHARES ETF TRUST II 10,356 240 0.04%
1028 ISHARES SILVER TR 13,495 245 0.04%
1029 ABBOTT LABS 5,864 247 0.04%
1030 FIFTH THIRD BANCORP 12,163 248 0.04%
1031 VANGUARD INDEX FDS 2,345 249 0.04%
1032 PIMCO ETF TR 2,342 249 0.04%
1033 CATERPILLAR INC 2,879 255 0.04%
1034 RYDEX ETF TRUST 3,078 257 0.04%
1035 ISHARES TR 2,450 258 0.04%
1036 UNITEDHEALTH GROUP INC 1,858 260 0.04%
1037 RAYMOND JAMES FINANC 4,500 261 0.04%
1038 ABBVIE INC 4,158 262 0.04%
1039 EGA EMERGING GLOBAL SHS TR 16,250 262 0.04%
1040 KKR & CO L P DEL 18,495 263 0.04%
1041 CLAYMORE EXCHANGE TRD FD TR 10,258 264 0.04%
1042 NEXTERA ENERGY INC 2,178 266 0.04%
1043 NEWELL BRANDS INC 5,160 271 0.04%
1044 REALTY INCOME CORP 4,052 271 0.04%
1045 SOUTH STATE CORP COM USD2.5 3,685 276 0.04%
1046 COMCAST CORP NEW 4,233 280 0.04%
1047 PPG INDS INC 2,722 281 0.04%
1048 ISHARES TR 4,781 282 0.04%
1049 STARBUCKS CORP 5,223 282 0.04%
1050 DOLLAR TREE INC 3,579 282 0.04%
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