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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $323,383,388.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 1,441,814 153,898,000 47.59%
2 FRONTIER INVESTMENT MGMT CO 27,467 29,318,000 9.07%
3 RAYMOND JAMES & ASSOCIATES 271,027 28,929,000 8.95%
4 BB&T SECURITIES, LLC 119,077 12,710,000 3.93%
5 BANK OF AMERICA CORP /DE/ 103,966 11,097,000 3.43%
6 ROYAL BANK OF CANADA 95,404 10,183,000 3.15%
7 Frontier Wealth Management LLC 79,291 8,464,000 2.62%
8 Live Your Vision, LLC 52,300 5,583,000 1.73%
9 HL FINANCIAL SERVICES LLC 40,838 4,359,000 1.35%
10 BLAIR WILLIAM & CO/IL 36,895 3,938,000 1.22%
11 MORGAN STANLEY 35,685 3,809,000 1.18%
12 ENVESTNET ASSET MANAGEMENT INC 34,882 3,723,000 1.15%
13 JANE STREET GROUP, LLC 34,330 3,664,000 1.13%
14 CITADEL ADVISORS LLC 28,371 3,028,000 0.94%
15 LPL Financial LLC 28,331 2,999,000 0.93%
16 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 26,939 2,875,000 0.89%
17 Diligent Investors, LLC 23,478 2,506,000 0.77%
18 HighTower Advisors, LLC 19,313 2,060,000 0.64%
19 Virtu KCG Holdings LLC 19,159 2,045,000 0.63%
20 Sequoia Financial Advisors, LLC 17,818 1,902,000 0.59%
21 SARGENT BICKHAM LAGUDIS LLC 17,777 1,897,000 0.59%
22 WELLS FARGO & COMPANY/MN 17,711 1,890,000 0.58%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,627 1,882,000 0.58%
24 AMERIPRISE FINANCIAL INC 11,704 1,250,000 0.39%
25 Raymond James Financial Services Advisors, Inc. 11,437 1,221,000 0.38%
26 HENGEHOLD CAPITAL MANAGEMENT LLC 11,312 1,207,000 0.37%
27 Allianz Asset Management GmbH 11,010 1,175,000 0.36%
28 Argentus Capital Management, LLC 10,162 1,085,000 0.34%
29 Destination Wealth Management 9,107 972,000 0.30%
30 Janney Montgomery Scott LLC 8,396 896,000 0.28%
31 Bank of New York Mellon Corp 8,125 867,000 0.27%
32 INTEGRATED WEALTH MANAGEMENT 7,394 789,000 0.24%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,003 748,000 0.23%
34 CAMBIAR INVESTORS LLC 7,000 747,000 0.23%
35 Cetera Advisor Networks LLC 6,314 674,000 0.21%
36 STRATEGIC FINANCIAL GROUP, LLC 5,417 578,000 0.18%
37 BANK OF MONTREAL /CAN/ 5,410 577,000 0.18%
38 Friedenthal Financial 5,108 545,000 0.17%
39 REILLY FINANCIAL ADVISORS, LLC 5,042 538,000 0.17%
40 Commonwealth Equity Services, Inc 4,931 526,000 0.16%
41 Clal Insurance Enterprises Holdings Ltd 3,972 424,000 0.13%
42 Cambridge Investment Research Advisors, Inc. 3,558 380,000 0.12%
43 PNC FINANCIAL SERVICES GROUP, INC. 3,552 379,000 0.12%
44 STIFEL FINANCIAL CORP 3,325 357,000 0.11%
45 Advisory Alpha, LLC 3,201 342,000 0.11%
46 UBS Group AG 3,103 331,000 0.10%
47 Private Advisor Group, LLC 3,057 324,000 0.10%
48 AUSDAL FINANCIAL PARTNERS, INC. 2,649 283,000 0.09%
49 GUGGENHEIM CAPITAL LLC 2,600 278,000 0.09%
50 Pictet North America Advisors SA 2,560 273,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.