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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
1051 AMERICAN TOWER CORP NEW 2,504 283 0.04%
1052 GOLDMAN SACHS ETF TR 11,417 286 0.04%
1053 LUMEN TECHNOLOGIES INC 10,490 287 0.04%
1054 ISHARES TR 4,898 289 0.04%
1055 ISHARES TR 8,325 292 0.04%
1056 CONSOLIDATED EDISON INC 3,933 296 0.04%
1057 POWERSHARES ETF TR II 7,670 298 0.04%
1058 NORFOLK SOUTHERN CORP 3,159 306 0.05%
1059 VANGUARD WORLD FD 3,590 314 0.05%
1060 ISHARES TR 2,665 317 0.05%
1061 JOHNSON CTLS INTL PLC 6,838 318 0.05%
1062 YUM BRANDS INC 3,532 320 0.05%
1063 TJX COS INC NEW 4,314 322 0.05%
1064 ILLINOIS TOOL WKS INC 2,701 323 0.05%
1065 ZIMMER BIOMET HLDGS INC 2,522 327 0.05%
1066 LILLY ELI & CO 4,127 331 0.05%
1067 CLAYMORE EXCHANGE TRD FD TR 12,795 331 0.05%
1068 ALPHABET INC 436 338 0.05%
1069 ANADARKO PETR 5,353 339 0.05%
1070 VANGUARD TAX-MANAGED FDS 9,189 343 0.05%
1071 VANGUARD BD INDEX FDS 4,108 345 0.05%
1072 COSTCO WHSL CORP NEW 2,300 350 0.05%
1073 AMAZON COM INC 419 350 0.05%
1074 COACH INC 9,819 358 0.05%
1075 POWERSHARES ETF TRUST 3,419 360 0.05%
1076 ISHARES TR 2,965 360 0.05%
1077 GLAXOSMITHKLINE PLC 8,405 362 0.05%
1078 SPDR SER TR 4,318 364 0.05%
1079 NOVARTIS A G 4,669 368 0.06%
1080 BOEING CO 2,826 372 0.06%
1081 SPDR S&P 600 SMALL CAP VALUE ETF 3,503 375 0.06%
1082 SUNTRUST BKS INC 8,864 388 0.06%
1083 GALLAGHER ARTHUR J & CO 7,822 397 0.06%
1084 FERRARI N V 7,714 400 0.06%
1085 COLGATE PALMOLIVE CO 5,469 405 0.06%
1086 VANGUARD INDEX FDS 4,692 407 0.06%
1087 GILEAD SCIENCES INC 5,240 414 0.06%
1088 GENERAL MTRS CO 13,147 417 0.06%
1089 CLOROX CO DEL 3,361 420 0.06%
1090 SELECT SECTOR SPDR TR 6,074 428 0.06%
1091 GRAINGER W W INC 1,905 428 0.06%
1092 COCA COLA CONS INC COM 2,901 429 0.06%
1093 FIAT CHRYSLER AUTOMOBILES N V SHS 67,575 429 0.06%
1094 DOMINION ENERGY INC 5,838 433 0.07%
1095 ISHARES TR 3,870 435 0.07%
1096 AMERICAN ELEC PWR INC 6,886 442 0.07%
1097 MONSANTO CO NEW 4,336 443 0.07%
1098 ALPHABET INC 560 450 0.07%
1099 SELECT SECTOR SPDR TR 9,499 453 0.07%
1100 SPDR INDEX SHS FDS 9,401 468 0.07%
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