| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | MB FINL INC | 50,000 | 1,566,000 | 0.32% | ||
| 52 | JPMorgan Chase & Co. Warrants Exp 10/28/18 | 70,200 | 1,545,000 | 0.32% | Call | |
| 53 | ZAIS GROUP HLDGS INC | 143,000 | 1,310,000 | 0.27% | ||
| 54 | LILLY ELI & CO | 18,000 | 1,308,000 | 0.27% | ||
| 55 | ABBVIE INC | 22,000 | 1,288,000 | 0.26% | ||
| 56 | TOOTSIE ROLL INDS INC | 37,608 | 1,276,000 | 0.26% | ||
| 57 | MCDONALDS CORP | 1,500 | 1,264,000 | 0.26% | Call | |
| 58 | MEDLEY CAP CORPORATION | 123,334 | 1,129,000 | 0.23% | ||
| 59 | American Capital Agency | 49,600 | 1,058,000 | 0.22% | ||
| 60 | KINROSS GOLD CORP | 463,352 | 1,038,000 | 0.21% | ||
| 61 | E M C CORP MASS COM | 40,000 | 1,022,000 | 0.21% | ||
| 62 | ABBOTT LABS | 22,000 | 1,019,000 | 0.21% | ||
| 63 | FIREEYE INC | 2,148 | 988,000 | 0.20% | Call | |
| 64 | GOOGLE INC | 171 | 988,000 | 0.20% | Call | |
| 65 | ZOETIS INC | 21,174 | 980,000 | 0.20% | ||
| 66 | NEWTEK BUSINESS SVCS CORP COM NEW | 59,100 | 977,000 | 0.20% | ||
| 67 | ISTAR INC COM | 75,000 | 975,000 | 0.20% | ||
| 68 | INVESCO MORTGAGE CAPITAL INC | 60,834 | 945,000 | 0.19% | ||
| 69 | Plains Gp Hldgs Lp Npv A | 32,000 | 908,000 | 0.19% | ||
| 70 | BOARDWALK PIPELINE PARTNERS UT LTD PARTNER | 49,796 | 802,000 | 0.16% | ||
| 71 | MONDELEZ INTL INC | 20,000 | 722,000 | 0.15% | ||
| 72 | LAYNE CHRISTENSEN CO | 1,000,000 | 683,000 | 0.14% | PRN | |
| 73 | APOLLO INVT CORP | 84,800 | 651,000 | 0.13% | ||
| 74 | TOTAL S A | 12,500 | 621,000 | 0.13% | ||
| 75 | GENERAL GROWTH | 20,719 | 612,000 | 0.13% | ||
| 76 | VALE S A | 105,600 | 597,000 | 0.12% | ||
| 77 | SILVER BAY RLTY TR CORP | 36,791 | 595,000 | 0.12% | ||
| 78 | KRAFT HEINZ CO COM | 6,666 | 581,000 | 0.12% | ||
| 79 | STARWOOD WAYPOINT RESIDENTIAL | 22,350 | 578,000 | 0.12% | ||
| 80 | ESSENT GROUP LTD | 23,600 | 564,000 | 0.12% | ||
| 81 | AMERICAN CAP LTD | 38,000 | 562,000 | 0.12% | ||
| 82 | ELLINGTON RESIDENTIAL MTG RE | 33,607 | 550,000 | 0.11% | ||
| 83 | Fidus Investment Corp | 34,728 | 534,000 | 0.11% | ||
| 84 | NUVEEN PREM INCOME MUN FD | 37,251 | 522,000 | 0.11% | ||
| 85 | BROOKDALE SR LIVING INC | 2,125 | 497,000 | 0.10% | Put | |
| 86 | SYNAPTICS INC | 250 | 450,000 | 0.09% | Call | |
| 87 | CONOCOPHILLIPS | 7,200 | 448,000 | 0.09% | ||
| 88 | OCWEN FINL CORP | 51,400 | 424,000 | 0.09% | ||
| 89 | TENET HEALTHCARE CORP | 750 | 402,000 | 0.08% | Call | |
| 90 | KBR INC | 27,000 | 391,000 | 0.08% | ||
| 91 | INVESCO QUALITY MUN INCOME T | 30,674 | 385,000 | 0.08% | ||
| 92 | MAXWELL TECHNOLOGIES INC | 46,100 | 372,000 | 0.08% | ||
| 93 | INVESCO MUN OPPORTUNITY TR | 27,800 | 360,000 | 0.07% | ||
| 94 | HI-CRUSH PARTNERS LP | 10,000 | 351,000 | 0.07% | ||
| 95 | INVESCO MUN TR | 26,900 | 344,000 | 0.07% | ||
| 96 | HORIZON TECHNOLOGY FIN CORP COM | 24,294 | 336,000 | 0.07% | ||
| 97 | INVESCO ADVANTAGE MUN INCOME | 28,300 | 333,000 | 0.07% | ||
| 98 | EATON VANCE MUN BD FD | 25,500 | 329,000 | 0.07% | ||
| 99 | INVESCO TR INVT GRADE MUNS | 24,400 | 328,000 | 0.07% | ||
| 100 | KINDER MORGAN INC DEL | 7,600 | 320,000 | 0.07% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001568303-15-000005, filed 2015.05.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
