| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 654,465 | 8,803,000 | 12.90% | ||
| 2 | DEUTSCHE BANK AG\ | 445,246 | 5,988,000 | 8.78% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 409,484 | 5,507,000 | 8.07% | ||
| 4 | MORGAN STANLEY | 348,272 | 4,684,000 | 6.87% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 339,289 | 4,563,000 | 6.69% | ||
| 6 | BB&T SECURITIES, LLC | 30,151 | 4,055,000 | 5.94% | ||
| 7 | NEW VERNON INVESTMENT MANAGEMENT LLC | 300,000 | 4,035,000 | 5.92% | ||
| 8 | UBS Group AG | 175,803 | 2,365,000 | 3.47% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 166,317 | 2,237,000 | 3.28% | ||
| 10 | Liberty Street Advisors, Inc. | 157,841 | 2,123,000 | 3.11% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 151,250 | 2,034,000 | 2.98% | ||
| 12 | Advisors Asset Management, Inc. | 148,912 | 2,003,000 | 2.94% | ||
| 13 | Tradewinds Capital Management, LLC | 136,279 | 1,833,000 | 2.69% | ||
| 14 | STIFEL FINANCIAL CORP | 130,964 | 1,761,000 | 2.58% | ||
| 15 | Global Endowment Management, LP | 129,950 | 1,748,000 | 2.56% | ||
| 16 | Robert W. Baird & Co. Inc | 115,693 | 1,556,000 | 2.28% | ||
| 17 | LPL Financial LLC | 90,527 | 1,221,000 | 1.79% | ||
| 18 | Nuveen Asset Management, LLC | 87,469 | 1,176,000 | 1.72% | ||
| 19 | VAN ECK ASSOCIATES CORP | 70,215 | 944,000 | 1.38% | ||
| 20 | Cutler Capital Management, LLC | 65,500 | 881,000 | 1.29% | ||
| 21 | NATIONAL PLANNING CORP | 59,500 | 794,000 | 1.16% | ||
| 22 | AQR ARBITRAGE LLC | 52,522 | 706,000 | 1.03% | ||
| 23 | DOLIVER ADVISORS, LP | 51,008 | 686,000 | 1.01% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 48,698 | 655,000 | 0.96% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 38,607 | 519,000 | 0.76% | ||
| 26 | WELLS FARGO & COMPANY/MN | 35,982 | 484,000 | 0.71% | ||
| 27 | SHUFRO ROSE & CO LLC | 32,900 | 442,000 | 0.65% | ||
| 28 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 27,052 | 364,000 | 0.53% | ||
| 29 | West Family Investments, Inc. | 24,400 | 328,000 | 0.48% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 22,258 | 300,000 | 0.44% | ||
| 31 | ARS Wealth Advisors, LLC | 21,314 | 287,000 | 0.42% | ||
| 32 | OPPENHEIMER & CO INC | 21,006 | 282,000 | 0.41% | ||
| 33 | BLB&B Advisors, LLC | 20,484 | 276,000 | 0.40% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 18,174 | 244,000 | 0.36% | ||
| 35 | Commonwealth Equity Services, Inc | 17,596 | 237,000 | 0.35% | ||
| 36 | CITIGROUP INC | 17,500 | 235,000 | 0.34% | ||
| 37 | MATHER GROUP, LLC. | 16,712 | 225,000 | 0.33% | ||
| 38 | RAYMOND JAMES TRUST N.A. | 15,025 | 202,000 | 0.30% | ||
| 39 | NWAM LLC | 14,070 | 189,000 | 0.28% | ||
| 40 | Cutter & CO Brokerage, Inc. | 12,635 | 170,000 | 0.25% | ||
| 41 | Hilltop Holdings Inc. | 10,880 | 146,000 | 0.21% | ||
| 42 | HighTower Advisors, LLC | 10,341 | 139,000 | 0.20% | ||
| 43 | Pine River Capital Management L.P. | 10,000 | 134,000 | 0.20% | ||
| 44 | BANK OF MONTREAL /CAN/ | 8,900 | 120,000 | 0.18% | ||
| 45 | MSI Financial Services Inc | 7,337 | 99,000 | 0.15% | ||
| 46 | US BANCORP \DE\ | 6,385 | 86,000 | 0.13% | ||
| 47 | ROYAL BANK OF CANADA | 5,081 | 68,000 | 0.10% | ||
| 48 | Creative Planning | 4,423 | 59,000 | 0.09% | ||
| 49 | Evercore Wealth Management, LLC | 3,570 | 48,000 | 0.07% | ||
| 50 | NEXT Financial Group, Inc | 2,089 | 28,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
