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Institutional Investment Manager
LMR Partners LLP
LMR Partners LLP (CIK: 0001578621), located at 9th Floor, Devonshire House, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001578621-16-000009) filed in 2016.07.28
#
Name
Shares
Value ($)
%
Options
Notes
1 TRANSATLANTIC PETROLEUM LTD 7,473 6 0.00%
2 SYNTA PHARMACEUTICALS CORP 26,226 7 0.00%
3 WALTER INVT MGMT CORP 2,936 8 0.00%
4 CUMULUS MEDIA INC 26,121 8 0.00%
5 VERASTEM INC 5,776 8 0.00%
6 DICERNA PHARMACEUTICALS INC 2,704 8 0.00%
7 MODUSLINK GLOBAL SOLUTIONS INC 6,737 8 0.00%
8 GLU MOBILE INC 3,572 8 0.00%
9 UNIVERSAL TECHNICAL INST INC 3,784 9 0.00%
10 STONEGATE MTG CORP 2,687 9 0.00%
11 LANTHEUS HLDGS INC 2,335 9 0.00%
12 AEGERION PHARMACEUTICALS INC 5,973 9 0.00%
13 ROCKET FUEL INC 4,709 10 0.00%
14 HALCON RESOURCES CORP 21,045 10 0.00%
15 AFFIMED N V COM 4,414 11 0.00%
16 REX ENERGY CORPORATION 16,400 11 0.00%
17 DIGITAL TURBINE INC 10,732 11 0.00%
18 NORTHERN OIL & GAS INC NEV 2,442 11 0.00%
19 UNILIFE CORP 3,243 11 0.00%
20 ALIMERA SCIENCES INC 8,862 11 0.00%
21 ACCURIDE CORP NEW 9,117 11 0.00%
22 Novatel Wireless Inc 7,052 11 0.00%
23 IMATION CORP 9,400 12 0.00%
24 THRESHOLD PHARMACEUTICAL INC 18,428 12 0.00%
25 CALITHERA BIOSCIENCES INCORPORATED 3,352 12 0.00%
26 ENPHASE ENERGY INC 6,467 13 0.00%
27 Fenix Parts Inc 3,287 13 0.00%
28 MARIN SOFTWARE INC 5,630 13 0.00%
29 AUDIOVOX CORP CL A 4,618 13 0.00%
30 RENTECH INC 5,372 13 0.00%
31 OREXIGEN THERAPEUTICS INC COM 29,404 13 0.00%
32 NORTHWEST BIOTHERAPEUTICS 23,618 14 0.00%
33 NORDIC AMERICAN OFFSHORE LTD 2,993 14 0.00%
34 HALLADOR ENERGY COMPANY 3,126 14 0.00%
35 XOMA CORP DEL 26,253 14 0.00%
36 CASTLE BRANDS INC COM 19,904 15 0.00%
37 Violin Memory, Inc. 16,408 15 0.00%
38 EVINE LIVE INC 9,292 15 0.00%
39 PEREGRINE PHARMACEUTICALS IN 41,846 15 0.00%
40 CHRISTOPHER & BANKS CORP 6,647 15 0.00%
41 FIBROCELL SCIENCE INC 13,271 15 0.00%
42 Sizmek Inc 6,362 15 0.00%
43 VOLT INFORMATION SCIENCES IN 2,746 16 0.00%
44 QUANTUM CORP COM DSSG 38,405 16 0.00%
45 NORTH ATLANTIC DRILLING LTD 2,437 16 0.00%
46 SAFE BULKERS INC 15,948 17 0.00%
47 CATALYST PHARMACEUTICALS INC 25,869 18 0.00%
48 CTI BIOPHARMA 54,061 18 0.00%
49 HARVARD BIOSCIENCE INC 6,256 18 0.00%
50 GOLDEN OCEAN GROUP LTD 26,907 18 0.00%
Page 1 of 19
Restatement filing (0001578621-16-000011) filed in 2016.11.04
#
Name
Shares
Value ($)
%
Options
Notes
1 WASTE CONNECTIONS INC 185,637 13,375 2.07%
2 HUMANA INC 70,975 12,767 1.98%
3 SELECT SECTOR SPDR TR 231,000 12,121 1.88%
4 Intuit Inc 61,250 11,592 1.80%
5 ACTIVISION BLIZZARD INC 228,146 9,041 1.40%
6 CREDIT ACCEP CORP MICH 48,543 8,984 1.39%
7 KRAFT HEINZ CO 95,884 8,484 1.31%
8 FACEBOOK INC 68,997 7,885 1.22%
9 SOUTHWESTERN ENERGY CO 597,149 7,512 1.16%
10 ICICI BANK LIMITED 995,287 7,146 1.11%
11 ST JUDE MED INC 75,000 5,850 0.91%
12 CHINA LIFE INS CO LTD 510,612 5,494 0.85%
13 STERIS PLC 66,797 4,592 0.71%
14 ISHARES NASDAQ BIOTECHNOLOGY ETF 6,514 4,583 0.71%
15 LOCKHEED MARTIN CORP 18,370 4,559 0.71%
16 WASTE CONNECTIONS INC 61,879 4,458 0.69%
17 ALPHABET INC 6,168 4,269 0.66%
18 YAHOO INC 113,141 4,250 0.66%
19 HUMANA INC 21,525 3,872 0.60%
20 SELECT SECTOR SPDR TR 69,000 3,620 0.56%
21 Intuit Inc 18,750 3,548 0.55%
22 AXIALL CORPORATION 108,290 3,531 0.55%
23 DIAMOND RESORTS INTL INC COM 115,500 3,460 0.54%
24 HOME DEPOT INC 26,274 3,355 0.52%
25 EDWARDS LIFESCIENCES CORP 32,627 3,254 0.50%
26 CUBESMART 103,578 3,198 0.50%
27 SELECT SECTOR SPDR TR 57,750 3,185 0.49%
28 LAUDER ESTEE COS INC 33,985 3,093 0.48%
29 TREEHOUSE FOODS INC 29,979 3,077 0.48%
30 PIONEER NAT RES CO 19,796 2,993 0.46%
31 TYLER TECHNOLOGIES INC 17,779 2,964 0.46%
32 HUNTINGTON INGALLS INDS INC 17,633 2,963 0.46%
33 NVIDIA CORPORATION 62,991 2,961 0.46%
34 VERISIGN INC 33,136 2,865 0.44%
35 MARKETAXESS HLDGS INC 19,697 2,864 0.44%
36 WEST PHARMACEUTICAL SVSC INC 37,511 2,846 0.44%
37 CELATOR PHARMACEUTICALS INC 93,750 2,829 0.44%
38 FIRST SOLAR INC 58,090 2,816 0.44%
39 MCDONALDS CORP 23,026 2,771 0.43%
40 JAZZ PHARMACEUTICALS PLC 19,527 2,759 0.43%
41 CREDIT ACCEP CORP MICH 14,750 2,730 0.42%
42 AMAZON COM INC 3,781 2,706 0.42%
43 CASEY'S GENERAL STORES INC COM 20,283 2,667 0.41%
44 VAIL RESORTS INC 19,081 2,638 0.41%
45 POST HLDGS INC 31,388 2,595 0.40%
46 HIGHWOODS PPTYS INC 49,108 2,593 0.40%
47 AVAGO TECHNOLOGIES LTD SHS 16,406 2,549 0.39%
48 KRAFT HEINZ CO 28,641 2,534 0.39%
49 OLLIES BARGAIN OUTLET HLDGS IN COM 101,551 2,528 0.39%
50 BURLINGTON STORES INC 37,884 2,527 0.39%
Page 1 of 19