| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SAMSON OIL & GAS LTD | 14,119 | 8,000 | 0.00% | SH | |
| 2 | AXAR ACQUISITION CORP WARRANT | 142,500 | 11,000 | 0.00% | SH | |
| 3 | TRANS WORLD ENTMT CORP | 10,400 | 18,000 | 0.01% | SH | |
| 4 | ENDOCYTE INC | 14,200 | 36,000 | 0.01% | SH | |
| 5 | KOPIN CORP | 13,046 | 53,000 | 0.02% | SH | |
| 6 | WRIGHT MED GROUP N V | 38,308 | 59,000 | 0.02% | SH | |
| 7 | LUNA INNOVATIONS | 34,483 | 60,000 | 0.02% | SH | |
| 8 | RENTECH INC | 131,249 | 66,000 | 0.02% | SH | |
| 9 | SANOFI | 155,177 | 70,000 | 0.03% | SH | |
| 10 | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | 126,000 | 0.05% | SH | |
| 11 | REALNETWORKS INC | 26,522 | 128,000 | 0.05% | SH | |
| 12 | ADVENT CLAYMORE ENH GRW & IN | 15,555 | 131,000 | 0.05% | SH | |
| 13 | TURKISH INVT FD INC | 17,089 | 142,000 | 0.05% | SH | |
| 14 | AVENUE INCOME | 13,492 | 188,000 | 0.07% | SH | |
| 15 | Videocon D2H Ltd | 16,423 | 189,000 | 0.07% | SH | |
| 16 | DEPOMED INC | 15,100 | 190,000 | 0.07% | SH | |
| 17 | FIRSTHAND TECHNOLOGY VALUE FD COM | 24,839 | 198,000 | 0.07% | SH | |
| 18 | GREAT ELM CAP CORP | 17,500 | 199,000 | 0.07% | SH | |
| 19 | SYMANTEC CORP | 7,082 | 217,000 | 0.08% | SH | |
| 20 | A H BELO CORP | 35,942 | 221,000 | 0.08% | SH | |
| 21 | FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM | 17,563 | 233,000 | 0.08% | SH | |
| 22 | DIVIDEND & INCOME FUND | 21,188 | 256,000 | 0.09% | SH | |
| 23 | VIACOM INC NEW | 6,869 | 320,000 | 0.11% | SH | |
| 24 | CROSSROADS CAP INC | 151,028 | 346,000 | 0.12% | SH | |
| 25 | REAVES UTIL INCOME FD | 10,700 | 347,000 | 0.12% | SH | |
| 26 | BOULEVARD ACQUISITION | 38,319 | 384,000 | 0.14% | SH | |
| 27 | NOVELION THERAPEUTICS INC | 36,428 | 391,000 | 0.14% | SH | |
| 28 | CARDINAL FINL CORP COM | 14,397 | 431,000 | 0.15% | SH | |
| 29 | PACHOLDER HIGH YIELD FD INC | 56,831 | 439,000 | 0.16% | SH | |
| 30 | LIBERTY ALL STAR EQUITY FD | 92,538 | 505,000 | 0.18% | SH | |
| 31 | WELLS FARGO MULTI SECTOR INC | 40,100 | 535,000 | 0.19% | SH | |
| 32 | GAS NAT INC | 44,680 | 567,000 | 0.20% | SH | |
| 33 | CLOUGH GLOBAL EQUITY FD | 50,430 | 637,000 | 0.23% | SH | |
| 34 | PENNANTPARK FLOATING RATE CA | 48,044 | 670,000 | 0.24% | SH | |
| 35 | OFS CAP CORP | 50,000 | 710,000 | 0.25% | SH | |
| 36 | GP INVTS ACQUISITION COR | 72,301 | 720,000 | 0.26% | SH | |
| 37 | Tribune Media Company | 19,500 | 727,000 | 0.26% | SH | |
| 38 | HEADWATERS INC COM | 31,600 | 742,000 | 0.27% | SH | |
| 39 | SANOFI SPOND FUNSPONSORED ADR | 248,420 | 765,000 | 0.27% | SH | |
| 40 | HERITAGE OAKS BANCORP COM | 58,080 | 775,000 | 0.28% | SH | |
| 41 | NORSAT INTL INC NEW | 78,891 | 789,000 | 0.28% | SH | |
| 42 | DU PONT E I DE NEMOURS & CO | 10,000 | 803,000 | 0.29% | SH | |
| 43 | HARMONY MERGER CORP | 75,000 | 814,000 | 0.29% | SH | |
| 44 | DELAWARE INVTS DIV & INCOME | 80,024 | 826,000 | 0.30% | SH | |
| 45 | FINTECH ACQUISITION CORP II | 81,200 | 828,000 | 0.30% | SH | |
| 46 | FAIRPOINT COMMUNICATIONS INC COM NEW | 51,854 | 861,000 | 0.31% | SH | |
| 47 | HEWLETT PACKARD ENTERPRISE C | 40,000 | 948,000 | 0.34% | SH | |
| 48 | MERCHANTS BANCSHARES INC | 20,465 | 997,000 | 0.36% | SH | |
| 49 | FIDELITY AND GTY LIFE COM | 36,320 | 1,010,000 | 0.36% | SH | |
| 50 | KOREA EQUITY FD INC COM | 117,150 | 1,029,000 | 0.37% | SH |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001584639-17-000003, filed 2017.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
