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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001062993-15-000531) filed in 2015.02.06
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 1,063 47 0.03%
2 EMPIRE RESORTS INC COM NEW 4,066 32 0.02%
3 FUELCELL ENERGY INC COM 975 2 0.00%
4 ISHARES MSCI MALAYSI ETF 700 9 0.01%
5 ISHARES MSCI SINGAP ETF 811 11 0.01%
6 JDS UNIPHASE CORP COM PAR $0.001 731 10 0.01%
7 PHOTOMEDEX INC COM PAR $0.01 12,962 20 0.01%
8 REVOLUTION LIGHTING TECHNOLO COM 12,900 17 0.01%
9 Williams Partners Lp 538 24 0.02%
10 * LEXICON PHARMACEUTICALS INC COM 50 0 0.00%
11 * SANDRIDGE ENERGY INC COM 1,115 2 0.00%
12 3-D SYS CORP DEL 30 1 0.00%
13 3M CO 2,064 339 0.24%
14 ABB LTD 404 9 0.01%
15 ABBOTT LABS 2,383 107 0.08%
16 ABBVIE INC 1,568 103 0.07%
17 ABERDEEN ASIA PACIFIC INCOM 460 3 0.00%
18 ACCENTURE PLC IRELAND 200 18 0.01%
19 ACORDA THERAPEUTICS INC 100 4 0.00%
20 ADVANTAGE OIL & GAS LTD 450 2 0.00%
21 AECOM 300 9 0.01%
22 AEP INDUSTRIES ORD 100 6 0.00%
23 AES TRUST III PFD CV 6.75 498 25 0.02%
24 AETNA INC NEW 9 1 0.00%
25 AFLAC INC 343 21 0.01%
26 AGL Resources Inc 498 27 0.02%
27 AIR PRODS & CHEMS INC 156 22 0.02%
28 AK STL HLDG CORP 9,793 58 0.04%
29 ALEXION PHARMACEUTIC 90 17 0.01%
30 ALIBABA GROUP HLDG LTD 6,798 707 0.50%
31 ALIBABA GROUP HLDG LTD 3,600 10 0.01% Call
32 ALLEGION PUB LTD CO 33 2 0.00%
33 ALLERGAN PLC 18 5 0.00%
34 ALLIANT ENERGY CORP 521 35 0.02%
35 ALLIANT TECHSYSTEM 4 0 0.00%
36 ALLIANZGI CONV INCOME FD I 190 2 0.00%
37 ALLIANZGI CONV & INCOME FD 250 2 0.00%
38 ALPHA NATURAL RESOURCES 2,610 4 0.00%
39 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 521 4 0.00%
40 ALPS ETF TR 195,439 3,424 2.42%
41 ALTRIA GROUP INC 5,149 254 0.18%
42 AMAZON COM INC 235 73 0.05%
43 AMEREN CORP 150 7 0.00%
44 AMERICA MOVIL SAB DE CV 3,633 81 0.06%
45 AMERICAN CAP LTD 362 5 0.00%
46 AMERICAN ELEC PWR INC 1,563 95 0.07%
47 AMERICAN EXPRESS CO 1,936 180 0.13%
48 AMERICAN INTL GROUP INC 8 0 0.00%
49 AMERICAN INTL GROUP INC 47,859 2,681 1.90%
50 AMERICAN RLTY CAP PPTYS INC 1,216 11 0.01%
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