| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 5,261,218 | 29,199,000 | 8.23% | ||
| 2 | Saba Capital Management, L.P. | 5,028,347 | 27,907,000 | 7.87% | ||
| 3 | TERRIL BROTHERS, INC. | 4,634,971 | 25,724,000 | 7.25% | ||
| 4 | STIFEL FINANCIAL CORP | 4,582,255 | 25,432,000 | 7.17% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,409,137 | 24,471,000 | 6.90% | ||
| 6 | Oxbow Advisors, LLC | 4,131,837 | 22,932,000 | 6.46% | ||
| 7 | MORGAN STANLEY | 3,965,537 | 22,009,000 | 6.20% | ||
| 8 | Invesco Ltd. | 2,504,779 | 13,902,000 | 3.92% | ||
| 9 | WELLS FARGO & COMPANY/MN | 2,284,019 | 12,676,000 | 3.57% | ||
| 10 | 1607 Capital Partners, LLC | 1,935,808 | 10,744,000 | 3.03% | ||
| 11 | Tortoise Investment Management, LLC | 1,551,450 | 8,611,000 | 2.43% | ||
| 12 | Evanson Asset Management, LLC | 1,392,231 | 7,727,000 | 2.18% | ||
| 13 | PEG CAPITAL MANAGEMENT INC /NH/ | 1,358,573 | 7,540,000 | 2.13% | ||
| 14 | HOLLENCREST CAPITAL MANAGEMENT | 1,152,319 | 6,395,000 | 1.80% | ||
| 15 | ROYAL BANK OF CANADA | 1,132,180 | 6,284,000 | 1.77% | ||
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,100,691 | 6,059,000 | 1.71% | ||
| 17 | PENN MUTUAL LIFE INSURANCE CO | 966,000 | 5,360,000 | 1.51% | ||
| 18 | Verity Asset Management, Inc. | 953,920 | 5,294,000 | 1.49% | ||
| 19 | Baltimore-Washington Financial Advisors, Inc. | 903,294 | 5,013,000 | 1.41% | ||
| 20 | LPL Financial LLC | 837,436 | 4,648,000 | 1.31% | ||
| 21 | CEDAR HILL ASSOCIATES, LLC | 699,685 | 3,883,000 | 1.09% | ||
| 22 | Bedell Frazier Investment Counselling, LLC | 520,465 | 2,889,000 | 0.81% | ||
| 23 | A. D. Beadell Investment Counsel, Inc. | 494,146 | 2,742,000 | 0.77% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 482,656 | 2,679,000 | 0.76% | ||
| 25 | SUMMIT CAPITAL MANAGEMENT LLC | 457,159 | 2,537,000 | 0.72% | ||
| 26 | CITIGROUP INC | 455,265 | 2,527,000 | 0.71% | ||
| 27 | Janney Montgomery Scott LLC | 452,056 | 2,508,908 | 0.71% | ||
| 28 | CENTRAL TRUST Co | 445,043 | 2,470,000 | 0.70% | ||
| 29 | EMERSON INVESTMENT MANAGEMENT, LLC | 437,039 | 2,426,000 | 0.68% | ||
| 30 | DOLIVER ADVISORS, LP | 429,290 | 2,382,000 | 0.67% | ||
| 31 | Private Harbour Investment Management & Counsel, LLC | 423,025 | 2,348,000 | 0.66% | ||
| 32 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 2,179,000 | 0.61% | ||
| 33 | SG Americas Securities, LLC | 387,215 | 2,149,000 | 0.61% | ||
| 34 | SCOTIA CAPITAL INC. | 368,344 | 2,043,000 | 0.58% | ||
| 35 | Yorktown Management & Research Co Inc | 323,000 | 1,793,000 | 0.51% | ||
| 36 | Commonwealth Equity Services, Inc | 297,834 | 1,653,000 | 0.47% | ||
| 37 | JPMORGAN CHASE & CO | 283,200 | 1,572,000 | 0.44% | ||
| 38 | WealthTrust Axiom LLC | 264,526 | 1,468,000 | 0.41% | ||
| 39 | First Allied Advisory Services, Inc. | 263,324 | 1,464,000 | 0.41% | ||
| 40 | Family Firm, Inc. | 253,832 | 1,409,000 | 0.40% | ||
| 41 | NAPLES GLOBAL ADVISORS, LLC | 248,370 | 1,378,000 | 0.39% | ||
| 42 | Shaker Financial Services, LLC | 244,998 | 1,360,000 | 0.38% | ||
| 43 | Index Management Solutions, LLC | 234,414 | 1,301,000 | 0.37% | ||
| 44 | GEODE CAPITAL MANAGEMENT, LLC | 216,632 | 1,202,000 | 0.34% | PRN | |
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 201,971 | 1,121,000 | 0.32% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 198,879 | 1,104,000 | 0.31% | ||
| 47 | MARINER INVESTMENT GROUP LLC | 191,547 | 1,063,000 | 0.30% | ||
| 48 | Perigon Wealth Management, LLC | 182,808 | 1,015,000 | 0.29% | ||
| 49 | D.A. DAVIDSON & CO. | 181,157 | 1,005,000 | 0.28% | ||
| 50 | MACQUARIE GROUP LTD | 165,662 | 919,000 | 0.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
