| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,524,891 | 14,365,000 | 15.57% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,389,237 | 13,086,000 | 14.18% | ||
| 3 | LPL Financial LLC | 1,376,287 | 12,965,000 | 14.05% | ||
| 4 | COHEN & STEERS, INC. | 1,105,424 | 10,413,000 | 11.29% | ||
| 5 | WELLS FARGO & COMPANY/MN | 848,663 | 7,994,000 | 8.66% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 799,772 | 7,534,000 | 8.17% | ||
| 7 | Oxbow Advisors, LLC | 463,691 | 4,368,000 | 4.73% | ||
| 8 | IFC Holdings Incorporated/FL | 399,840 | 3,580,000 | 3.88% | ||
| 9 | MORGAN STANLEY | 369,474 | 3,481,000 | 3.77% | ||
| 10 | MSI Financial Services Inc | 270,912 | 2,552,000 | 2.77% | ||
| 11 | Invesco Ltd. | 174,992 | 1,648,000 | 1.79% | ||
| 12 | Capital Investment Advisors, LLC | 163,185 | 1,537,000 | 1.67% | ||
| 13 | NATIONAL PLANNING CORP | 126,033 | 1,158,239 | 1.26% | ||
| 14 | ROYAL BANK OF CANADA | 114,046 | 1,074,000 | 1.16% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 103,614 | 976,000 | 1.06% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 82,239 | 775,000 | 0.84% | ||
| 17 | Maryland Capital Management | 57,700 | 543,000 | 0.59% | ||
| 18 | Concert Wealth Management Inc. | 43,046 | 405,000 | 0.44% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 36,845 | 347,000 | 0.38% | ||
| 20 | VSR Financial Services, Inc. | 33,695 | 317,000 | 0.34% | ||
| 21 | Commonwealth Equity Services, Inc | 32,693 | 308,000 | 0.33% | ||
| 22 | HUNTINGTON NATIONAL BANK | 31,600 | 298,000 | 0.32% | PRN | |
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 29,992 | 282,521 | 0.31% | ||
| 24 | VICUS CAPITAL | 28,609 | 269,000 | 0.29% | ||
| 25 | Cetera Advisor Networks LLC | 24,124 | 227,000 | 0.25% | ||
| 26 | Creative Planning | 22,957 | 216,000 | 0.23% | ||
| 27 | HYMAN CHARLES D | 22,821 | 215,000 | 0.23% | ||
| 28 | Investors Capital Advisory Services | 22,100 | 208,000 | 0.23% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,786 | 205,000 | 0.22% | ||
| 30 | DEUTSCHE BANK AG\ | 13,928 | 131,000 | 0.14% | ||
| 31 | CITIGROUP INC | 12,407 | 117,000 | 0.13% | ||
| 32 | Cetera Advisors LLC | 12,193 | 115,000 | 0.12% | ||
| 33 | Private Advisor Group, LLC | 11,753 | 111,000 | 0.12% | ||
| 34 | ProVise Management Group, LLC | 11,453 | 108,000 | 0.12% | ||
| 35 | DOLIVER ADVISORS, LP | 11,151 | 105,000 | 0.11% | ||
| 36 | REGENTATLANTIC CAPITAL LLC | 4,205 | 39,607 | 0.04% | ||
| 37 | B. Riley Wealth Advisors, Inc. | 3,210 | 30,000 | 0.03% | ||
| 38 | SYNOVUS FINANCIAL CORP | 3,155 | 30,000 | 0.03% | ||
| 39 | Regal Investment Advisors LLC | 1,900 | 18,000 | 0.02% | ||
| 40 | Plante Moran Financial Advisors, LLC | 1,735 | 16,000 | 0.02% | ||
| 41 | CKW FINANCIAL GROUP | 1,575 | 15,000 | 0.02% | ||
| 42 | NEXT Financial Group, Inc | 1,400 | 13,000 | 0.01% | ||
| 43 | US BANCORP \DE\ | 1,393 | 13,000 | 0.01% | ||
| 44 | North Star Investment Management Corp. | 1,300 | 12,000 | 0.01% | ||
| 45 | WFG Advisors, LP | 1,224 | 12,000 | 0.01% | ||
| 46 | Lehman Financial Resources, Inc. | 950 | 9,000 | 0.01% | ||
| 47 | FIFTH THIRD BANCORP | 1,000 | 9,000 | 0.01% | ||
| 48 | Tradewinds Capital Management, LLC | 674 | 6,000 | 0.01% | ||
| 49 | D.A. DAVIDSON & CO. | 322 | 3,000 | 0.00% | ||
| 50 | Focused Wealth Management, Inc | 250 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
