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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 728 holdings with a total value of $182,947,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 GAP 112 3,000 0.00%
202 CORELOGIC INC 100 3,000 0.00%
203 SOUTHWEST AIRLS CO 60 3,000 0.00%
204 VIAVI SOLUTIONS INC 386 3,000 0.00%
205 MFA FINANCIAL INC COM 500 3,000 0.00%
206 ISHARES COHEN & STEERS REIT ETF 31 3,000 0.00%
207 APOLLO INVT CORP 545 3,000 0.00%
208 ORACLE CORP 10,300 3,000 0.00% Put
209 ON DECK CAP INC 500 4,000 0.00%
210 ALLIANZGI CONV INCOME FD I 897 4,000 0.00%
211 VANGUARD INDEX FDS 35 4,000 0.00%
212 CHIPOTLE MEXICAN GRILL INC 9 4,000 0.00%
213 TICC CAPITAL CORP 866 4,000 0.00%
214 CAPSTEAD MTG CORP COM NO PAR 400 4,000 0.00%
215 II VI INC 200 4,000 0.00%
216 MCCORMICK & CO INC 37 4,000 0.00%
217 PRINCIPAL FIN GROUP 110 4,000 0.00%
218 ISHARES TR 39 4,000 0.00%
219 REGENERON PHARMACEUTICALS 10 4,000 0.00%
220 FMC TECHNOLOGIES INC 136 4,000 0.00%
221 HUNTINGTON BANCSHARES INC 457 4,000 0.00%
222 O REILLY AUTOMOTIVE INC NEW 15 4,000 0.00%
223 LUMENTUM HLDGS INC COM 142 4,000 0.00%
224 CHEMOURS CO 590 4,000 0.00%
225 ORGANOVO HLDGS INC 2,000 4,000 0.00%
226 WISDOMTREE TRUST EUROPE SMCP DV ETF 65 4,000 0.00%
227 VANGUARD INTL EQUITY INDEX F 65 4,000 0.00%
228 SUBURBAN PROPANE PARTNERS LP COM USD1 120 4,000 0.00%
229 SUNPOWER CORP 163 4,000 0.00%
230 TATA MTRS LTD 150 4,000 0.00%
231 COGENTIX MED INC 3,360 4,000 0.00%
232 AMERICAN AIRLS GROUP INC 100 4,000 0.00%
233 LUMEN TECHNOLOGIES INC 140 4,000 0.00%
234 POWERSHARES DB CMDTY IDX TRA 294 4,000 0.00%
235 ELECTRONIC ARTS INC 80 5,000 0.00%
236 CLEAN ENERGY FUELS CORPORATION COM 1,816 5,000 0.00%
237 DEUTSCHE BANK AG 300 5,000 0.00%
238 GOGO INC 450 5,000 0.00%
239 TARO PHARMACEUTICAL INDS LTD 33 5,000 0.00%
240 CANADIAN NAT RES LTD 200 5,000 0.00%
241 Albany Molecular 340 5,000 0.00%
242 VERTEX PHARMACEUTICALS INC 65 5,000 0.00%
243 GLOBAL X FDS 250 5,000 0.00%
244 AMERIGAS PARTNERS L P 125 5,000 0.00%
245 TECO ENERGY INC COM 193 5,000 0.00%
246 ISHARES TR 40 5,000 0.00%
247 BOULDER GROWTH & INCOME FUND COM 676 5,000 0.00%
248 AMEREN CORP 101 5,000 0.00%
249 CALAMOS CONV OPPORTUNITIES & 500 5,000 0.00%
250 MACQUARIE INFRASTRUCTURE COR 81 5,000 0.00%
Page 5 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-009560, filed 2016.05.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.