| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,596,532 | 28,233,000 | 13.14% | ||
| 2 | Karpus Management, Inc. | 3,121,202 | 24,501,000 | 11.40% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 3,058,477 | 24,009,000 | 11.17% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 3,030,000 | 23,785,000 | 11.07% | ||
| 5 | MORGAN STANLEY | 1,770,521 | 13,899,000 | 6.47% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 1,518,588 | 11,921,000 | 5.55% | ||
| 7 | Gramercy Funds Management LLC | 1,475,445 | 11,582,000 | 5.39% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,413,500 | 11,096,000 | 5.16% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 1,268,583 | 9,958,000 | 4.63% | ||
| 10 | CSS LLC/IL | 684,498 | 5,373,000 | 2.50% | ||
| 11 | Shaker Financial Services, LLC | 658,897 | 5,172,000 | 2.41% | ||
| 12 | GOLDMAN SACHS GROUP INC | 554,053 | 4,349,000 | 2.02% | ||
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 540,411 | 4,242,000 | 1.97% | PRN | |
| 14 | HSBC HOLDINGS PLC | 452,748 | 3,554,000 | 1.65% | ||
| 15 | Bulldog Investors, LLP | 426,605 | 3,378,000 | 1.57% | ||
| 16 | MSI Financial Services Inc | 298,523 | 2,343,000 | 1.09% | ||
| 17 | BRINKER CAPITAL INC | 283,360 | 2,224,000 | 1.03% | ||
| 18 | SENTINEL TRUST CO LBA | 251,381 | 1,973,000 | 0.92% | ||
| 19 | ROYAL BANK OF CANADA | 233,021 | 1,829,000 | 0.85% | ||
| 20 | WFG Advisors, LP | 227,069 | 1,782,000 | 0.83% | ||
| 21 | DALTON GREINER HARTMAN MAHER & CO | 175,571 | 1,378,000 | 0.64% | ||
| 22 | SRH ADVISORS, LLC | 170,095 | 1,335,000 | 0.62% | ||
| 23 | LPL Financial LLC | 139,036 | 1,071,000 | 0.50% | ||
| 24 | Curi Capital, LLC | 127,815 | 1,004,000 | 0.47% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 123,732 | 971,000 | 0.45% | ||
| 26 | Centaur Capital Partners, L.P. | 120,000 | 942,000 | 0.44% | ||
| 27 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 929,000 | 0.43% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 102,666 | 805,000 | 0.37% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 101,708 | 798,000 | 0.37% | ||
| 30 | WELLS FARGO & COMPANY/MN | 89,128 | 700,000 | 0.33% | ||
| 31 | Ancora Advisors LLC | 85,432 | 671,000 | 0.31% | ||
| 32 | Stratos Wealth Partners, LTD. | 78,344 | 615,000 | 0.29% | ||
| 33 | JBF Capital, Inc. | 72,106 | 566,000 | 0.26% | ||
| 34 | BAIRD FINANCIAL GROUP, INC. | 63,894 | 502,000 | 0.23% | ||
| 35 | Sterneck Capital Management, LLC | 59,506 | 467,000 | 0.22% | ||
| 36 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 52,734 | 414,000 | 0.19% | ||
| 37 | GUGGENHEIM CAPITAL LLC | 51,934 | 408,000 | 0.19% | ||
| 38 | Camelot Portfolios, LLC | 45,654 | 358,000 | 0.17% | ||
| 39 | D.A. DAVIDSON & CO. | 41,821 | 328,000 | 0.15% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 37,479 | 294,000 | 0.14% | ||
| 41 | GRACE & WHITE INC /NY | 36,560 | 287,000 | 0.13% | ||
| 42 | SII INVESTMENTS INC/WI | 34,759 | 273,000 | 0.13% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 34,197 | 268,000 | 0.12% | ||
| 44 | Commonwealth Equity Services, Inc | 33,538 | 263,000 | 0.12% | ||
| 45 | Roundview Capital LLC | 32,373 | 254,000 | 0.12% | ||
| 46 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 31,022 | 244,000 | 0.11% | ||
| 47 | KELMAN-LAZAROV, INC. | 30,425 | 241,000 | 0.11% | ||
| 48 | INVESTMENT HOUSE LLC | 30,325 | 238,000 | 0.11% | ||
| 49 | Round Table Services, LLC | 25,800 | 203,000 | 0.09% | ||
| 50 | TFS CAPITAL LLC | 25,820 | 203,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
