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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 68 Institutional holders with a total value of $139,385,091.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,331,475 26,882,000 19.29%
2 BANK OF AMERICA CORP /DE/ 999,382 20,178,000 14.48%
3 WELLS FARGO & COMPANY/MN 957,882 19,340,000 13.88%
4 UBS Group AG 398,920 8,054,000 5.78%
5 Freedom Investment Management, Inc. 306,652 7,629,000 5.47%
6 LPL Financial LLC 335,230 6,540,000 4.69%
7 ROYAL BANK OF CANADA 276,267 5,578,000 4.00%
8 Maryland Capital Management 189,521 3,827,000 2.75%
9 Gradient Investments LLC 186,791 3,771,000 2.71%
10 Raymond James Financial Services Advisors, Inc. 157,498 3,180,000 2.28%
11 CARDAN CAPITAL PARTNERS, LLC 153,750 3,146,000 2.26% PRN
12 Commonwealth Equity Services, Inc 139,556 2,818,000 2.02%
13 Oxbow Advisors, LLC 104,250 2,105,000 1.51%
14 JANE STREET GROUP, LLC 91,470 1,847,000 1.33%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 87,220 1,727,000 1.24%
16 OLD MISSION CAPITAL LLC 75,816 1,531,000 1.10%
17 Prospera Financial Services Inc 74,510 1,504,000 1.08%
18 Concert Wealth Management Inc. 70,331 1,415,000 1.02%
19 Cetera Advisor Networks LLC 51,157 1,032,000 0.74%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,649 1,022,000 0.73%
21 GOLDMAN SACHS GROUP INC 50,474 1,019,000 0.73%
22 AMERIPRISE FINANCIAL INC 42,829 866,000 0.62%
23 FLOW TRADERS U.S. LLC 40,258 813,000 0.58%
24 Private Advisor Group, LLC 39,830 804,000 0.58%
25 ENVESTNET ASSET MANAGEMENT INC 39,527 798,000 0.57%
26 RAYMOND JAMES & ASSOCIATES 38,143 770,000 0.55%
27 D.A. DAVIDSON & CO. 37,510 757,000 0.54%
28 SYNOVUS FINANCIAL CORP 33,704 681,000 0.49%
29 US BANCORP \DE\ 32,530 657,000 0.47%
30 SANDERS MORRIS HARRIS INC/FA 30,979 625,000 0.45%
31 JOHNSON INVESTMENT COUNSEL INC 29,870 603,000 0.43%
32 CITIGROUP INC 29,368 593,000 0.43%
33 Cambridge Investment Research Advisors, Inc. 28,378 573,000 0.41%
34 IFP ADVISORS, INC 27,352 552,000 0.40%
35 Koshinski Asset Management, Inc. 26,755 540,000 0.39%
36 BALDWIN WEALTH PARTNERS LLC/MA 23,873 482,000 0.35%
37 VSR Financial Services, Inc. 22,056 445,000 0.32%
38 MSI Financial Services Inc 21,332 431,000 0.31%
39 Hillsdale Investment Management Inc. 20,500 414,000 0.30%
40 First City Capital Management, Inc. 19,901 401,806 0.29%
41 Stratos Wealth Partners, LTD. 19,332 390,000 0.28%
42 BANK OF MONTREAL /CAN/ 17,135 346,000 0.25%
43 Capital Advisors, Ltd. LLC 15,485 313,000 0.22%
44 Financial Architects, Inc 14,232 287,000 0.21%
45 SCOTIA CAPITAL INC. 12,870 260,000 0.19%
46 NEXT Financial Group, Inc 12,038 243,000 0.17%
47 Creative Planning 11,283 228,000 0.16%
48 AUSDAL FINANCIAL PARTNERS, INC. 11,020 222,000 0.16%
49 NORTHERN TRUST CORP 11,000 222,000 0.16%
50 LAUREL WEALTH ADVISORS, INC. 10,200 206,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.