Dark
Light
System
Security
CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 197 Institutional holders with a total value of $644,297,924.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 7,441,567 73,597,000 11.42%
2 VANGUARD GROUP INC 7,321,625 72,411,000 11.24%
3 JPMORGAN CHASE & CO 5,581,514 55,201,000 8.57%
4 THORNBURG INVESTMENT MANAGEMENT INC 3,938,400 38,951,000 6.05%
5 Paradice Investment Management LLC 3,436,144 33,983,000 5.27%
6 NORTHERN TRUST CORP 2,764,337 27,339,000 4.24%
7 STATE STREET CORP 2,370,912 23,447,000 3.64%
8 BlackRock Institutional Trust Company, N.A. 2,351,044 23,252,000 3.61%
9 RENAISSANCE TECHNOLOGIES LLC 2,219,000 21,946,000 3.41%
10 WEDGE CAPITAL MANAGEMENT L L P/NC 1,750,290 17,310,000 2.69%
11 LSV ASSET MANAGEMENT 1,331,600 13,169,000 2.04%
12 UBS Group AG 1,219,604 12,062,000 1.87%
13 Bank of New York Mellon Corp 1,100,357 10,883,000 1.69%
14 GEODE CAPITAL MANAGEMENT, LLC 993,410 9,824,000 1.52%
15 NORGES BANK 943,276 9,329,000 1.45%
16 JENNISON ASSOCIATES LLC 853,597 8,442,000 1.31%
17 Invesco Ltd. 838,752 8,295,000 1.29%
18 Global X Management CO LLC 719,525 7,116,000 1.10%
19 PRUDENTIAL FINANCIAL INC 711,184 7,034,000 1.09%
20 PRINCIPAL FINANCIAL GROUP INC 670,616 6,633,000 1.03%
21 AMERIPRISE FINANCIAL INC 600,996 5,944,000 0.92%
22 Smith, Graham & Co., Investment Advisors, LP 570,422 5,641,000 0.88%
23 SEGALL BRYANT & HAMILL, LLC 542,974 5,370,000 0.83%
24 Aperio Group, LLC 535,666 5,298,000 0.82%
25 State of New Jersey Common Pension Fund D 530,000 5,242,000 0.81%
26 DEUTSCHE BANK AG\ 522,066 5,161,000 0.80%
27 KESTREL INVESTMENT MANAGEMENT CORP 507,750 5,022,000 0.78%
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 501,549 4,961,000 0.77%
29 RUSSELL FRANK CO/ 501,007 4,955,000 0.77%
30 Nationwide Fund Advisors 471,335 4,662,000 0.72%
31 TWO SIGMA INVESTMENTS, LP 417,479 4,129,000 0.64%
32 BlackRock Investment Management, LLC 412,072 4,075,000 0.63%
33 PARAMETRIC PORTFOLIO ASSOCIATES LLC 405,006 4,006,000 0.62%
34 Barnett & Company, Inc. 351,208 3,473,000 0.54%
35 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 335,900 3,322,000 0.52%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 305,438 3,021,000 0.47%
37 VAN ECK ASSOCIATES CORP 283,923 2,808,000 0.44%
38 ANALYTIC INVESTORS, LLC 278,286 2,752,000 0.43%
39 TD ASSET MANAGEMENT INC 258,100 2,553,000 0.40%
40 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 233,800 2,312,000 0.36%
41 Allianz Asset Management GmbH 228,843 2,263,000 0.35%
42 PENN MUTUAL LIFE INSURANCE CO 225,000 2,229,000 0.35%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 202,998 2,008,000 0.31%
44 GUGGENHEIM CAPITAL LLC 200,007 1,978,000 0.31%
45 FIRST TRUST ADVISORS LP 186,063 1,840,000 0.29%
46 WELLINGTON MANAGEMENT GROUP LLP 183,995 1,820,000 0.28%
47 RHUMBLINE ADVISERS 179,283 1,773,000 0.28%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 177,269 1,754,000 0.27%
49 CITIGROUP INC 177,011 1,751,000 0.27%
50 UNITED SERVICES AUTOMOBILE ASSOCIATION 170,920 1,690,000 0.26%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.