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CALAMOS CONV OPPORTUNITIES &
CALAMOS CONV OPPORTUNITIES &. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 83 Institutional holders with a total value of $146,006,707.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 2,304,713 21,434,000 14.68%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,151,112 20,414,000 13.98%
3 MORGAN STANLEY 1,638,627 15,551,000 10.65%
4 Oxbow Advisors, LLC 1,184,698 11,243,000 7.70%
5 WELLS FARGO & COMPANY/MN 1,016,093 9,643,000 6.60%
6 UBS Group AG 749,751 7,115,000 4.87%
7 ROYAL BANK OF CANADA 694,160 6,588,000 4.51%
8 NINE MASTS CAPITAL Ltd 551,446 5,233,000 3.58%
9 GUGGENHEIM CAPITAL LLC 509,962 4,839,000 3.31%
10 BANK OF AMERICA CORP /DE/ 401,237 3,808,000 2.61%
11 Raymond James Financial Services Advisors, Inc. 303,443 2,880,000 1.97%
12 Commonwealth Equity Services, Inc 294,344 2,793,000 1.91%
13 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 280,389 2,658,000 1.82%
14 MARINER INVESTMENT GROUP LLC 266,948 2,533,000 1.73%
15 Cetera Advisor Networks LLC 227,772 2,160,000 1.48%
16 CENTRAL TRUST Co 216,031 2,050,000 1.40%
17 Invesco Ltd. 192,764 1,829,000 1.25%
18 DOLIVER ADVISORS, LP 187,048 1,775,000 1.22%
19 D.A. DAVIDSON & CO. 160,438 1,522,000 1.04%
20 WOLVERINE ASSET MANAGEMENT LLC 159,055 1,509,000 1.03%
21 Camelot Portfolios, LLC 147,329 1,398,000 0.96%
22 Shaker Financial Services, LLC 134,527 1,277,000 0.87%
23 SG Americas Securities, LLC 112,017 1,063,000 0.73%
24 SUMMIT CAPITAL MANAGEMENT LLC 108,091 1,026,000 0.70%
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 107,261 1,018,000 0.70%
26 Texas Yale Capital Corp. 99,707 946,000 0.65%
27 CLOUGH CAPITAL PARTNERS L P 69,100 656,000 0.45%
28 First Allied Advisory Services, Inc. 66,531 632,000 0.43%
29 E&G Advisors, LP 63,475 602,000 0.41%
30 CITIGROUP INC 59,830 568,000 0.39%
31 PINNACLE ASSOCIATES LTD 59,023 560,000 0.38%
32 RAYMOND JAMES & ASSOCIATES 54,645 519,000 0.36%
33 STIFEL FINANCIAL CORP 50,105 475,000 0.33%
34 IFP ADVISORS, INC 49,486 470,000 0.32%
35 Calamos Wealth Management LLC 46,952 446,000 0.31%
36 MSI Financial Services Inc 46,597 442,000 0.30%
37 AMERICAN INTERNATIONAL GROUP, INC. 45,449 431,000 0.30%
38 Cetera Advisors LLC 40,529 384,000 0.26%
39 GENEOS WEALTH MANAGEMENT INC. 30,981 293,000 0.20%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,850 293,000 0.20%
41 Kingfisher Capital LLC 30,543 290,000 0.20%
42 PNC FINANCIAL SERVICES GROUP, INC. 29,182 277,000 0.19%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,210 268,000 0.18%
44 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 28,000 266,000 0.18%
45 NATIONAL PLANNING CORP 25,974 251,000 0.17%
46 Cambridge Investment Research Advisors, Inc. 22,400 213,000 0.15%
47 HOLLENCREST CAPITAL MANAGEMENT 22,129 210,000 0.14%
48 Maryland Capital Management 21,700 205,000 0.14%
49 PINNACLE FINANCIAL PARTNERS INC 21,500 204,000 0.14%
50 Windsor Capital Management, LLC 21,411 203,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.