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Institutional Investment Manager
Blume Capital Management, Inc.
Blume Capital Management, Inc. (CIK: 0001587192) incorporated in California, located at 1708 Shattuck Avenue, Berkeley, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001587192-16-000008) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
101 UNION PAC CORP 550 48 0.03%
102 MONSANTO CO NEW 0 48 0.03%
103 NOVARTIS A G 369 47 0.03%
104 EDISON INTL 0 47 0.03%
105 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 1,600 46 0.03%
106 CHIPOTLE MEXICAN GRILL INC 10 44 0.03%
107 US BANCORP DEL 302 44 0.03%
108 FITBIT INC 3,000 43 0.03%
109 AMERICAN ELEC PWR INC 0 43 0.03%
110 MCDONALDS CORP 354 43 0.03%
111 OMNICOM GROUP INC 500 41 0.03%
112 BAXTER INTL INC 900 41 0.03%
113 HIGHWOODS PPTYS INC 0 40 0.03%
114 INTRA-CELLULAR THERAPIES INC 0 39 0.03%
115 CARLYLE GROUP L P 2,000 39 0.03%
116 ALLIANCEBERNSTEIN GLOBAL HIG 3,200 39 0.03%
117 Western Asset Emerging Markets 3,000 33 0.02%
118 BARCLAYS BK PLC 0 33 0.02%
119 SPDR GOLD TR 250 32 0.02%
120 ARES CAPITAL CORP 2,200 31 0.02%
121 MASTERCARD INCORPORATED 0 31 0.02%
122 WASTE MGMT INC DEL 0 28 0.02%
123 UBS AG LONDON BRH 0 28 0.02%
124 VODAFONE GROUP PLC NEW 500 28 0.02%
125 HELMERICH & PAYNE INC 400 27 0.02%
126 RALPH LAUREN CORP 300 27 0.02%
127 SOUTHWEST AIRLS CO 0 26 0.02%
128 VANGUARD MORTG-BACK SEC ETF 477 26 0.02%
129 FORD MTR CO DEL 1,396 26 0.02%
130 EXPRESS SCRIPTS HLDG CO 0 26 0.02%
131 PRINCIPAL FIN GROUP 0 25 0.02%
132 PALO ALTO NETWORKS INC 0 25 0.02%
133 YAHOO INC 650 24 0.02%
134 SHIRE PLC 133 24 0.02%
135 VANECK ETF TRUST 100 24 0.02%
136 PAYPAL HLDGS INC 666 24 0.02%
137 PORTOLA PHARMACEUTICALS INC 0 24 0.02%
138 WHITEWAVE FOODS CO 0 23 0.02%
139 CABOT OIL & GAS CORP 900 23 0.02%
140 SPDR SERIES TRUST 0 19 0.01%
141 VANGUARD INTL EQUITY INDEX F 400 19 0.01%
142 AMERIGAS PARTNERS L P 400 19 0.01%
143 BARCLAYS BK PLC 0 18 0.01%
144 VANGUARD SPECIALIZED FUNDS 213 18 0.01%
145 ALIBABA GROUP HLDG LTD 225 18 0.01%
146 ROSS STORES INC 300 17 0.01%
147 PROSHARES TR 400 17 0.01%
148 ENBRIDGE ENERGY PARTNERS L P 0 17 0.01%
149 PENNYMAC MTG INVT TR 0 16 0.01%
150 NUVEEN FLOATING RATE INCOME 0 16 0.01%
Page 3 of 5
Restatement filing (0001587192-16-000009) filed in 2016.08.11
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 1,300 228 0.15%
2 AFLAC INC 1,000 72 0.05%
3 ALIBABA GROUP HLDG LTD 225 18 0.01%
4 ALLERGAN PLC 35,005 8,089 5.34%
5 ALLIANCEBERNSTEIN GLOBAL HIG 3,200 39 0.03%
6 ALPHABET INC 6,767 4,683 3.09%
7 ALPHABET INC 534 376 0.25%
8 AMAZON COM INC 543 389 0.26%
9 AMERICAN ELEC PWR INC 611 43 0.03%
10 AMERICAN EXPRESS CO 1,733 105 0.07%
11 AMERIGAS PARTNERS L P 400 19 0.01%
12 AMGEN INC 425 65 0.04%
13 ANTERO RES CORP 140,600 3,653 2.41%
14 APACHE CORP 100 6 0.00%
15 APPLE INC 85,714 8,194 5.41%
16 AQUA AMERICA INC 10,275 366 0.24%
17 ARES CAPITAL CORP 2,200 31 0.02%
18 AT&T INC 8,321 360 0.24%
19 AVALONBAY COMM 329 59 0.04%
20 Apricus Biosciences, Inc. 33 0 0.00%
21 BANK AMER CORP 3,700 49 0.03%
22 BARCLAYS BK PLC 259 33 0.02%
23 BARCLAYS BK PLC 204 18 0.01%
24 BARRICK GOLD CORP 300 6 0.00%
25 BAXTER INTL INC 900 41 0.03%
26 BECTON DICKINSON & CO 701 119 0.08%
27 BERKSHIRE HATHAWAY INC DEL 14,801 2,143 1.41%
28 BLACKROCK CALIF MUN INCOME T 400 7 0.00%
29 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 23,200 354 0.23%
30 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 3,200 46 0.03%
31 BOEING CO 100 13 0.01%
32 BRISTOL MYERS SQUIBB CO 2,005 147 0.10%
33 BROOKDALE SR LIVING INC 100 2 0.00%
34 BROWN FORMAN CORP 80 9 0.01%
35 CABOT OIL & GAS CORP 900 23 0.02%
36 CALAMOS STRATEGIC TOTL RETN 1,000 10 0.01%
37 CAPITAL ONE FINL CORP 53,425 3,393 2.24%
38 CARLYLE GROUP L P 2,400 39 0.03%
39 CBRE CLARION GLOBAL REAL EST 11,732 97 0.06%
40 CELGENE CORP 1,000 99 0.07%
41 CEMEX SAB DE CV 34,621 214 0.14%
42 CENTERPOINT ENERGY INC 2,500 60 0.04%
43 CHEVRON CORP NEW 4,918 516 0.34%
44 CHIPOTLE MEXICAN GRILL INC 110 44 0.03%
45 CISCO SYS INC 10,665 306 0.20%
46 CITIGROUPINC 13 1 0.00%
47 CLOROX CO DEL 400 55 0.04%
48 COCA COLA CO 23,280 1,055 0.70%
49 COLGATE PALMOLIVE CO 18,984 1,390 0.92%
50 COMCAST CORP NEW 85,031 5,543 3.66%
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