| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,590,531 | 37,278,000 | 13.58% | ||
| 2 | JPMORGAN CHASE & CO | 2,275,827 | 32,749,000 | 11.93% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,483,978 | 21,354,000 | 7.78% | ||
| 4 | UBS Group AG | 1,404,008 | 20,204,000 | 7.36% | ||
| 5 | MORGAN STANLEY | 1,363,895 | 19,627,000 | 7.15% | ||
| 6 | OAK HILL ADVISORS LP | 1,229,152 | 17,687,000 | 6.44% | ||
| 7 | Laurion Capital Management LP | 1,069,154 | 15,385,000 | 5.60% | ||
| 8 | BESSEMER GROUP INC | 1,043,716 | 15,019,000 | 5.47% | ||
| 9 | CITIGROUP INC | 793,341 | 11,416,000 | 4.16% | ||
| 10 | WELLS FARGO & COMPANY/MN | 774,885 | 11,151,000 | 4.06% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 603,639 | 8,686,000 | 3.16% | ||
| 12 | Invesco Ltd. | 583,280 | 8,393,000 | 3.06% | ||
| 13 | DEUTSCHE BANK AG\ | 582,595 | 8,383,000 | 3.05% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 527,854 | 7,596,000 | 2.77% | ||
| 15 | State of New Jersey Common Pension Fund D | 490,000 | 7,051,000 | 2.57% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 387,082 | 5,570,000 | 2.03% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 236,389 | 3,401,000 | 1.24% | ||
| 18 | CREDIT SUISSE AG/ | 232,131 | 3,340,000 | 1.22% | ||
| 19 | BANK OF MONTREAL /CAN/ | 207,000 | 2,979,000 | 1.09% | ||
| 20 | Vident Investment Advisory, LLC | 183,962 | 2,647,000 | 0.96% | ||
| 21 | AMERIPRISE FINANCIAL INC | 152,579 | 2,195,000 | 0.80% | ||
| 22 | ROBINSON CAPITAL MANAGEMENT, LLC | 144,108 | 2,074,000 | 0.76% | ||
| 23 | DOLIVER ADVISORS, LP | 80,371 | 1,165,000 | 0.42% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 78,351 | 1,127,000 | 0.41% | ||
| 25 | STIFEL FINANCIAL CORP | 71,522 | 1,029,000 | 0.37% | ||
| 26 | LPL Financial LLC | 59,698 | 864,000 | 0.31% | ||
| 27 | Greenwich Wealth Management LLC | 40,653 | 585,000 | 0.21% | ||
| 28 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 576,000 | 0.21% | ||
| 29 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 39,211 | 564,000 | 0.21% | ||
| 30 | NINE MASTS CAPITAL Ltd | 32,400 | 466,000 | 0.17% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,299 | 450,000 | 0.16% | ||
| 32 | Geneva Advisors, LLC | 29,563 | 425,000 | 0.15% | ||
| 33 | Aviance Capital Partners, LLC | 23,331 | 336,000 | 0.12% | ||
| 34 | ROYAL BANK OF CANADA | 23,275 | 335,000 | 0.12% | ||
| 35 | TFS CAPITAL LLC | 20,000 | 288,000 | 0.10% | ||
| 36 | Shaker Financial Services, LLC | 19,492 | 280,000 | 0.10% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,274 | 249,000 | 0.09% | ||
| 38 | CIDEL ASSET MANAGEMENT INC | 15,754 | 227,000 | 0.08% | ||
| 39 | BB&T SECURITIES, LLC | 14,046 | 202,000 | 0.07% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 12,281 | 177,000 | 0.06% | ||
| 41 | ADVISOR GROUP, INC. | 12,030 | 172,000 | 0.06% | ||
| 42 | Concert Wealth Management Inc. | 11,519 | 166,000 | 0.06% | ||
| 43 | Capital Investment Advisors, LLC | 11,350 | 163,000 | 0.06% | ||
| 44 | Horrell Capital Management, Inc. | 9,000 | 130,000 | 0.05% | ||
| 45 | MSI Financial Services Inc | 6,721 | 97,000 | 0.04% | ||
| 46 | WAYNE HUMMER INVESTMENTS L.L.C. | 13,274 | 91,000 | 0.03% | ||
| 47 | Creative Planning | 4,839 | 70,000 | 0.03% | ||
| 48 | Blume Capital Management, Inc. | 3,200 | 46,000 | 0.02% | ||
| 49 | Lenox Wealth Advisors, LLC | 3,000 | 43,000 | 0.02% | ||
| 50 | PENSERRA CAPITAL MANAGEMENT LLC | 474 | 7,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
