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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 5,511 4,903 0.27%
52 Kinder Morgan Inc. 5,888 4,841 0.27%
53 Ishares 2015 Amt-Free Muni Term Etf 9,086 4,820 0.27%
54 SPDR SER TR 15,323 4,744 0.27%
55 NORTHROP GRUMMAN CORP 3,922 4,692 0.26%
56 ISHARES TR 10,759 4,651 0.26%
57 ISHARES TR 4,289 4,574 0.26%
58 CLAYMORE EXCHANGE TRD FD TR 18,882 4,326 0.24%
59 ISHARES TR 4,017 4,268 0.24%
60 SPDR S&P MIDCAP 400 ETF TR 1,574 4,101 0.23%
61 MICROSOFT CORP 9,708 4,048 0.23%
62 WISDOMTREE TR 7,964 4,035 0.23%
63 EXXON MOBIL CORP 3,927 3,953 0.22%
64 POWERSHARES ETF TRUST 16,574 3,865 0.22%
65 PHILIP MORRIS INTL INC 4,449 3,751 0.21%
66 ISHARES TR 5,208 3,739 0.21%
67 SPDR GOLD TR 2,850 3,649 0.20%
68 ENERGY TRANSFER PRTNRS L P 6,180 3,583 0.20%
69 ISHARES U.S. UTILITIES ETF 3,120 3,475 0.19%
70 PFIZER INC 11,312 3,357 0.19%
71 SPDR INDEX SHS FDS 9,116 3,138 0.18%
72 BRISTOL MYERS SQUIBB CO 6,377 3,094 0.17%
73 VANGUARD SCOTTSDALE FDS 3,744 3,009 0.17%
74 PROGRESSIVE CORP OHIO 11,792 2,990 0.17%
75 APPLE INC 3,056 2,840 0.16%
76 LILLY ELI & CO 4,523 2,812 0.16%
77 AT&T INC 7,786 2,753 0.15%
78 INTERNATIONAL BUSINESS MACHS 1,404 2,545 0.14%
79 ISHARES RUSSELL 1000 ETF 2,302 2,535 0.14%
80 SUNOCO LOGISTICS PRTNRS L P 5,316 2,504 0.14%
81 SELECT SECTOR SPDR TR 2,448 2,450 0.14%
82 SPDR SER TR 7,109 2,450 0.14%
83 ISHARES TR 2,705 2,442 0.14%
84 ISHARES TR 2,178 2,383 0.13%
85 ALTRIA GROUP INC 5,643 2,367 0.13%
86 CLAYMORE EXCHANGE TRD FD TR 10,385 2,209 0.12%
87 CEDAR FAIR L P 4,145 2,193 0.12%
88 HANCOCK JOHN TAX-ADV DIV INC 10,363 2,169 0.12%
89 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 1,957 2,156 0.12%
90 VERIZON COMMUNICATIONS INC 4,368 2,137 0.12%
91 Ishares Amt-Free Muni Bond ETF 09/2/2016 3,956 2,119 0.12%
92 SPDR SERIES TR 8,853 2,096 0.12%
93 Greenhaven Continuous Commodit 7,462 2,084 0.12%
94 GLAXOSMITHKLINE PLC 3,883 2,077 0.12%
95 CLAYMORE EXCHANGE TRD FD TR 7,445 2,055 0.12%
96 GENERAL ELECTRIC CO 7,720 2,029 0.11%
97 ISHARES MSCI BIC ETF 5,256 2,026 0.11%
98 AMERICAN ELECTRIC POWER 3,590 2,002 0.11%
99 ISHARES RUSSELL 2000 GROWTH ETF 1,438 1,990 0.11%
100 SPDR INDEX SHS FDS 4,525 1,958 0.11%
Page 2 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI SINGAP ETF 4,050 55 0.03%
2 3M CO 600 86 0.05%
3 ABB LTD 300 7 0.00%
4 ABBVIE INC 1,022 58 0.03%
5 AEGON N V 10 0 0.00%
6 ALLSTATE CORP 316 19 0.01%
7 ALPS ETF TR 123,851 2,353 1.32%
8 ALTRIA GROUP INC 5,643 237 0.13%
9 AMAZON COM INC 78 25 0.01%
10 AMEREN CORP 195 8 0.00%
11 AMERICAN AIRLS GROUP INC 136 6 0.00%
12 AMERICAN ELECTRIC POWER 3,590 200 0.11%
13 AMGEN INC 1,039 123 0.07%
14 ANHEUSER BUSCH INBEV SA/NV 68 8 0.00%
15 AOL INC 6 0 0.00%
16 APPLE INC 3,056 284 0.16%
17 APPLIED MATLS INC 400 9 0.01%
18 ASTRAZENECA PLC 1,158 86 0.05%
19 AT&T INC 7,786 275 0.15%
20 Abbott Labs Common 1,022 42 0.02%
21 BAXTER INTL INC 102 7 0.00%
22 BERKSHIRE HATHAWAY INC DEL 1 190 0.11%
23 BIOGEN INC 17 5 0.00%
24 BLACKROCK CORE BD TR 6,444 90 0.05%
25 BLACKROCK INC 2 1 0.00%
26 BLACKROCK INCOME TR INC 2,403 16 0.01%
27 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 769 14 0.01%
28 BOEING CO 214 27 0.02%
29 BP PLC 1,937 102 0.06%
30 BP PRUDHOE BAY RTY TR 367 36 0.02%
31 BRISTOL MYERS SQUIBB CO 6,377 309 0.17%
32 CARBONITE INC COM 200 2 0.00%
33 CARDINAL HEALTH INC 271 19 0.01%
34 CATERPILLAR INC 120 13 0.01%
35 CDN IMPERIAL BK COMM TORONTO 491 45 0.03%
36 CEDAR FAIR L P 4,145 219 0.12%
37 CHEVRON CORP NEW 191 25 0.01%
38 CISCO SYS INC 1,463 36 0.02%
39 CIT GROUP INC 395 18 0.01%
40 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
41 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
42 CLAYMORE EXCHANGE TRD FD TR 7,445 205 0.11%
43 CLAYMORE EXCHANGE TRD FD TR 18,882 433 0.24%
44 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
45 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
46 CLAYMORE EXCHANGE TRD FD TR 10,385 221 0.12%
47 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
48 CLAYMORE EXCHANGE TRD FD TR 387 11 0.01%
49 CLAYMORE EXCHANGE TRD FD TR 2,392 51 0.03%
50 CLOROX CO DEL 1,381 126 0.07%
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