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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 42 Institutional holders with a total value of $98,416,764.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 614,822 16,876,000 17.15%
2 BANK OF AMERICA CORP /DE/ 509,754 13,993,000 14.22%
3 MORGAN STANLEY 480,743 13,196,000 13.41%
4 SII INVESTMENTS INC/WI 269,852 7,402,000 7.52%
5 Linscomb Wealth, Inc. 208,447 5,722,000 5.81%
6 UBS AG 188,186 5,166,000 5.25%
7 WELLS FARGO & COMPANY/MN 163,657 4,492,000 4.56%
8 B. Riley Wealth Advisors, Inc. 217,115 2,957,764 3.01%
9 Commonwealth Equity Services, Inc 100,605 2,762,000 2.81%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 91,033 2,499,000 2.54%
11 ENVESTNET ASSET MANAGEMENT INC 90,123 2,474,000 2.51%
12 Carroll Financial Associates, Inc. 87,870 2,412,000 2.45%
13 JANE STREET GROUP, LLC 70,919 1,947,000 1.98%
14 Ashfield Capital Partners, LLC 70,543 1,936,000 1.97%
15 ATWOOD & PALMER INC 59,925 1,645,000 1.67%
16 Cetera Advisor Networks LLC 57,520 1,573,000 1.60%
17 NATIONAL PLANNING CORP 47,000 1,290,000 1.31%
18 Bluefin Trading, LLC 43,384 1,200,000 1.22%
19 Gradient Investments LLC 41,978 1,152,000 1.17%
20 AVALON CAPITAL MANAGEMENT 41,020 1,126,000 1.14%
21 Confluence Wealth Management LLC 28,602 785,000 0.80%
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 24,219 665,000 0.68%
23 ACG Wealth 23,020 632,000 0.64%
24 Freedom Investment Management, Inc. 18,315 503,000 0.51%
25 HighTower Advisors, LLC 18,001 494,000 0.50%
26 CITY NATIONAL BANK 16,132 442,000 0.45%
27 Madden Advisory Services, Inc. 14,630 402,000 0.41%
28 ROYAL BANK OF CANADA 13,772 378,000 0.38%
29 BCWM, LLC 13,234 364,000 0.37%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,231 363,000 0.37%
31 AMERIPRISE FINANCIAL INC 12,461 342,000 0.35%
32 LPL Financial LLC 11,118 305,000 0.31%
33 STIFEL FINANCIAL CORP 9,050 248,000 0.25%
34 Parasol Investment Management, LLC 8,585 236,000 0.24%
35 PRIVATE TRUST CO NA 6,150 169,000 0.17%
36 Private Ocean, LLC 5,546 152,000 0.15%
37 Alexandria Capital, LLC 2,635 72,000 0.07%
38 JNBA Financial Advisors 800 22,000 0.02%
39 Capital Advisors, Ltd. LLC 387 11,000 0.01%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 230 6,000 0.01%
41 Ground Swell Capital, LLC 122 3,000 0.00%
42 NEW ENGLAND SECURITIES CORP /MA/ 70 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.