Dark
Light
System
Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI SINGAP ETF 4,050 548 0.03%
2 3M CO 600 859 0.05%
3 ABB LTD 300 69 0.00%
4 ABBVIE INC 1,022 577 0.03%
5 AEGON N V 10 1 0.00%
6 ALLSTATE CORP 316 185 0.01%
7 ALPS ETF TR 123,851 23,532 1.32%
8 ALTRIA GROUP INC 5,643 2,367 0.13%
9 AMAZON COM INC 78 253 0.01%
10 AMEREN CORP 195 80 0.00%
11 AMERICAN AIRLS GROUP INC 136 58 0.00%
12 AMERICAN ELECTRIC POWER 3,590 2,002 0.11%
13 AMGEN INC 1,039 1,230 0.07%
14 ANHEUSER BUSCH INBEV SA/NV 68 78 0.00%
15 AOL INC 6 2 0.00%
16 APPLE INC 3,056 2,840 0.16%
17 APPLIED MATLS INC 400 90 0.01%
18 ASTRAZENECA PLC 1,158 861 0.05%
19 AT&T INC 7,786 2,753 0.15%
20 Abbott Labs Common 1,022 418 0.02%
21 BAXTER INTL INC 102 74 0.00%
22 BERKSHIRE HATHAWAY INC DEL 1 1,899 0.11%
23 BIOGEN INC 17 54 0.00%
24 BLACKROCK CORE BD TR 6,444 900 0.05%
25 BLACKROCK INC 2 6 0.00%
26 BLACKROCK INCOME TR INC 2,403 160 0.01%
27 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 769 142 0.01%
28 BOEING CO 214 272 0.02%
29 BP PLC 1,937 1,022 0.06%
30 BP PRUDHOE BAY RTY TR 367 363 0.02%
31 BRISTOL MYERS SQUIBB CO 6,377 3,094 0.17%
32 CARBONITE INC COM 200 24 0.00%
33 CARDINAL HEALTH INC 271 186 0.01%
34 CATERPILLAR INC 120 130 0.01%
35 CDN IMPERIAL BK COMM TORONTO 491 447 0.03%
36 CEDAR FAIR L P 4,145 2,193 0.12%
37 CHEVRON CORP NEW 191 249 0.01%
38 CISCO SYS INC 1,463 364 0.02%
39 CIT GROUP INC 395 181 0.01%
40 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
41 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
42 CLAYMORE EXCHANGE TRD FD TR 10,385 2,209 0.12%
43 CLAYMORE EXCHANGE TRD FD TR 7,445 2,055 0.12%
44 CLAYMORE EXCHANGE TRD FD TR 18,882 4,326 0.24%
45 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
46 CLAYMORE EXCHANGE TRD FD TR 387 106 0.01%
47 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
48 CLAYMORE EXCHANGE TRD FD TR 2,392 507 0.03%
49 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
50 CLOROX CO DEL 1,381 1,262 0.07%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR 94,000 9,519 5.34%
4 SPDR SER TR 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES TR 177,259 6,598 3.70%
9 ISHARES TR 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES ETF TRUST 235,600 3,018 1.69%
15 VANGUARD INDEX FDS 30,260 2,724 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
17 ISHARES TR 59,871 2,388 1.34%
18 ALPS ETF TR 123,851 2,353 1.32%
19 VANGUARD INDEX FDS 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO ETF TR 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 1,026 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 POWERSHARES ETF TRUST 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR 6,246 657 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 600 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
Page 1 of 7