Dark
Light
System
Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI SINGAP ETF 4,050 548 0.03%
2 3M CO 600 859 0.05%
3 ABB LTD 300 69 0.00%
4 ABBVIE INC 1,022 577 0.03%
5 AEGON N V 10 1 0.00%
6 ALLSTATE CORP 316 185 0.01%
7 ALPS ETF TR 123,851 23,532 1.32%
8 ALTRIA GROUP INC 5,643 2,367 0.13%
9 AMAZON COM INC 78 253 0.01%
10 AMEREN CORP 195 80 0.00%
11 AMERICAN AIRLS GROUP INC 136 58 0.00%
12 AMERICAN ELECTRIC POWER 3,590 2,002 0.11%
13 AMGEN INC 1,039 1,230 0.07%
14 ANHEUSER BUSCH INBEV SA/NV 68 78 0.00%
15 AOL INC 6 2 0.00%
16 APPLE INC 3,056 2,840 0.16%
17 APPLIED MATLS INC 400 90 0.01%
18 ASTRAZENECA PLC 1,158 861 0.05%
19 AT&T INC 7,786 2,753 0.15%
20 Abbott Labs Common 1,022 418 0.02%
21 BAXTER INTL INC 102 74 0.00%
22 BERKSHIRE HATHAWAY INC DEL 1 1,899 0.11%
23 BIOGEN INC 17 54 0.00%
24 BLACKROCK CORE BD TR 6,444 900 0.05%
25 BLACKROCK INC 2 6 0.00%
26 BLACKROCK INCOME TR INC 2,403 160 0.01%
27 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 769 142 0.01%
28 BOEING CO 214 272 0.02%
29 BP PLC 1,937 1,022 0.06%
30 BP PRUDHOE BAY RTY TR 367 363 0.02%
31 BRISTOL MYERS SQUIBB CO 6,377 3,094 0.17%
32 CARBONITE INC COM 200 24 0.00%
33 CARDINAL HEALTH INC 271 186 0.01%
34 CATERPILLAR INC 120 130 0.01%
35 CDN IMPERIAL BK COMM TORONTO 491 447 0.03%
36 CEDAR FAIR L P 4,145 2,193 0.12%
37 CHEVRON CORP NEW 191 249 0.01%
38 CISCO SYS INC 1,463 364 0.02%
39 CIT GROUP INC 395 181 0.01%
40 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
41 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
42 CLAYMORE EXCHANGE TRD FD TR 10,385 2,209 0.12%
43 CLAYMORE EXCHANGE TRD FD TR 7,445 2,055 0.12%
44 CLAYMORE EXCHANGE TRD FD TR 18,882 4,326 0.24%
45 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
46 CLAYMORE EXCHANGE TRD FD TR 387 106 0.01%
47 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
48 CLAYMORE EXCHANGE TRD FD TR 2,392 507 0.03%
49 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
50 CLOROX CO DEL 1,381 1,262 0.07%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 5,511 490 0.27%
52 Kinder Morgan Inc. 5,888 484 0.27%
53 Ishares 2015 Amt-Free Muni Term Etf 9,086 482 0.27%
54 SPDR SER TR 15,323 474 0.27%
55 NORTHROP GRUMMAN CORP 3,922 469 0.26%
56 ISHARES TR 10,759 465 0.26%
57 ISHARES TR 4,289 457 0.26%
58 CLAYMORE EXCHANGE TRD FD TR 18,882 433 0.24%
59 ISHARES TR 4,017 427 0.24%
60 SPDR S&P MIDCAP 400 ETF TR 1,574 410 0.23%
61 MICROSOFT CORP 9,708 405 0.23%
62 WISDOMTREE TR 7,964 404 0.23%
63 EXXON MOBIL CORP 3,927 395 0.22%
64 POWERSHARES ETF TRUST 16,574 387 0.22%
65 PHILIP MORRIS INTL INC 4,449 375 0.21%
66 ISHARES TR 5,208 374 0.21%
67 SPDR GOLD TR 2,850 365 0.20%
68 ENERGY TRANSFER PRTNRS L P 6,180 358 0.20%
69 ISHARES U.S. UTILITIES ETF 3,120 347 0.19%
70 PFIZER INC 11,312 336 0.19%
71 SPDR INDEX SHS FDS 9,116 314 0.18%
72 BRISTOL MYERS SQUIBB CO 6,377 309 0.17%
73 VANGUARD SCOTTSDALE FDS 3,744 301 0.17%
74 PROGRESSIVE CORP OHIO 11,792 299 0.17%
75 APPLE INC 3,056 284 0.16%
76 LILLY ELI & CO 4,523 281 0.16%
77 AT&T INC 7,786 275 0.15%
78 INTERNATIONAL BUSINESS MACHS 1,404 255 0.14%
79 ISHARES RUSSELL 1000 ETF 2,302 253 0.14%
80 SUNOCO LOGISTICS PRTNRS L P 5,316 250 0.14%
81 SELECT SECTOR SPDR TR 2,448 245 0.14%
82 SPDR SER TR 7,109 245 0.14%
83 ISHARES TR 2,705 244 0.14%
84 ISHARES TR 2,178 238 0.13%
85 ALTRIA GROUP INC 5,643 237 0.13%
86 CLAYMORE EXCHANGE TRD FD TR 10,385 221 0.12%
87 CEDAR FAIR L P 4,145 219 0.12%
88 HANCOCK JOHN TAX-ADV DIV INC 10,363 217 0.12%
89 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 1,957 216 0.12%
90 VERIZON COMMUNICATIONS INC 4,368 214 0.12%
91 Ishares Amt-Free Muni Bond ETF 09/2/2016 3,956 212 0.12%
92 SPDR SERIES TR 8,853 210 0.12%
93 Greenhaven Continuous Commodit 7,462 208 0.12%
94 GLAXOSMITHKLINE PLC 3,883 208 0.12%
95 CLAYMORE EXCHANGE TRD FD TR 7,445 205 0.11%
96 GENERAL ELECTRIC CO 7,720 203 0.11%
97 ISHARES MSCI BIC ETF 5,256 203 0.11%
98 AMERICAN ELECTRIC POWER 3,590 200 0.11%
99 ISHARES RUSSELL 2000 GROWTH ETF 1,438 199 0.11%
100 SPDR INDEX SHS FDS 4,525 196 0.11%
Page 2 of 7