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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 208,674 11.70%
2 ISHARES TR 142,763 129,814 7.28%
3 ISHARES TR 94,000 95,194 5.34%
4 SPDR SER TR 103,191 79,034 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 76,994 4.32%
6 ISHARES TR 47,980 75,367 4.23%
7 ISHARES TR 53,114 67,413 3.78%
8 ISHARES TR 177,259 65,976 3.70%
9 ISHARES TR 46,315 55,944 3.14%
10 ISHARES TR 73,109 49,985 2.80%
11 POWERSHARES ETF TR II 135,846 48,348 2.71%
12 ISHARES TR 39,616 45,729 2.56%
13 VANGUARD INDEX FDS 33,744 33,373 1.87%
14 POWERSHARES ETF TRUST 235,600 30,180 1.69%
15 VANGUARD INDEX FDS 30,260 27,237 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
17 ISHARES TR 59,871 23,882 1.34%
18 ALPS ETF TR 123,851 23,532 1.32%
19 VANGUARD INDEX FDS 21,887 22,274 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
21 VANGUARD INDEX FDS 23,807 19,272 1.08%
22 VANGUARD INDEX FDS 24,890 18,627 1.04%
23 ISHARES TR 28,002 18,308 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
29 ISHARES TR 15,178 11,684 0.66%
30 VANGUARD INDEX FDS 12,027 11,590 0.65%
31 PIMCO ETF TR 11,101 11,256 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
35 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
37 POWERSHARES QQQ TRUST 9,139 8,582 0.48%
38 POWERSHARES ETF TRUST 43,553 8,419 0.47%
39 ISHARES TR 9,206 8,251 0.46%
40 GLOBAL X FDS 30,834 8,035 0.45%
41 VANGUARD INDEX FDS 8,761 7,617 0.43%
42 ISHARES TR 6,477 7,037 0.39%
43 ISHARES 11,527 6,924 0.39%
44 ISHARES TR 6,246 6,571 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 6,269 0.35%
46 SELECT SECTOR SPDR TR 13,717 6,071 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 6,003 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 5,994 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 5,378 0.30%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
51 ANHEUSER BUSCH INBEV SA/NV 68 8 0.00%
52 AMEREN CORP 195 8 0.00%
53 HARTFORD FINL SVCS GROUP INC 220 8 0.00%
54 RIO TINTO PLC 140 8 0.00%
55 TARGET CORP 151 9 0.01%
56 WPX ENERGY INC 362 9 0.01%
57 APPLIED MATLS INC 400 9 0.01%
58 RACKSPACE HOSTING INC 260 9 0.01%
59 WISDOMTREE TRUST DREYFUS BRAZILIAN REAL FUND 474 9 0.01%
60 SOUTHERN CO 200 9 0.01%
61 LXP INDUSTRIAL TRUST COM 792 9 0.01%
62 CURRENCYSHARES AUSTRALIAN DL 109 10 0.01%
63 POWERSHARES ETF TR II 424 10 0.01%
64 MCCORMICK & CO INC 141 10 0.01%
65 EASTMAN CHEM CO 120 10 0.01%
66 MARKET VECTORS ETF TR 146 10 0.01%
67 NORTHERN TIER ENERGY LP COM UN REPR PART 377 10 0.01%
68 FIRST TR EXCHANGE TRADED FD 358 10 0.01%
69 CURRENCYSHARES CDN DLR TR 102 10 0.01%
70 CLAYMORE EXCHANGE TRD FD TR 387 11 0.01%
71 EXPRESS SCRIPTS HLDG CO 162 11 0.01%
72 SPDR S&P BRIC 40 ETF 489 12 0.01%
73 DU PONT E I DE NEMOURS & CO 200 13 0.01%
74 YAHOO INC 372 13 0.01%
75 CATERPILLAR INC 120 13 0.01%
76 E M C CORP MASS COM 490 13 0.01%
77 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 769 14 0.01%
78 ISHARES NASDAQ BIOTECHNOLOGY ETF 26 15 0.01%
79 GOOGLE INC 26 15 0.01%
80 CSX CORP 484 15 0.01%
81 BLACKROCK INCOME TR INC 2,403 16 0.01%
82 COLGATE PALMOLIVE CO 240 16 0.01%
83 MCKESSON CORP 85 16 0.01%
84 PIMCO ETF TR 145 16 0.01%
85 FIDELITY COMWLTH TR 96 17 0.01%
86 ILLINOIS TOOL WKS INC 205 18 0.01%
87 CIT GROUP INC 395 18 0.01%
88 VANGUARD INDEX FDS 153 18 0.01%
89 FACEBOOK INC 262 18 0.01%
90 VANGUARD INDEX FDS 151 18 0.01%
91 VOYA PRIME RATE TR 3,245 19 0.01%
92 ALLSTATE CORP 316 19 0.01%
93 WISDOMTREE TR 366 19 0.01%
94 CARDINAL HEALTH INC 271 19 0.01%
95 NOVARTIS A G 215 19 0.01%
96 COCA COLA CO 441 19 0.01%
97 TYSON FOODS INC 500 19 0.01%
98 WHITING PETE CORP NEW 255 20 0.01%
99 ISHARES TR 191 20 0.01%
100 SPDR SER TR S&P 600 SML CAP 200 21 0.01%
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