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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 448 holdings with a total value of $294,924,000.
#
Name
Shares
Value ($)
%
Options
Notes
301 CLARCOR Inc 173 11,000 0.00%
302 ABBOTT LABS 266 11,000 0.00%
303 ALIBABA GROUP HLDG LTD 100 11,000 0.00%
304 UNIVERSAL FOREST PRODS INC 116 11,000 0.00%
305 DOMINION ENERGY INC 148 11,000 0.00%
306 AMERICAN EXPRESS CO 167 11,000 0.00%
307 FIVE BELOW INC COM 254 10,000 0.00%
308 FIRST TR EXCHANGE-TRADED FD 103 10,000 0.00%
309 ALPHABET INC 13 10,000 0.00%
310 POWERSHARES ETF TR II 264 10,000 0.00%
311 SCHWAB FUNDAMENTAL 345 10,000 0.00%
312 DNP SELECT INCOME FD INC 1,000 10,000 0.00%
313 WD 40 CO COM 85 10,000 0.00%
314 ISHARES TR 350 10,000 0.00%
315 CANTEL MED CORP 126 10,000 0.00%
316 PIEDMONT OFFICE REALTY TR INC COM CL A 440 10,000 0.00%
317 BLACKBAUD INC COM 150 10,000 0.00%
318 EQUITY RESIDENT 150 10,000 0.00%
319 AMERICAN CAMPUS CMNTYS INC 195 10,000 0.00%
320 KEYCORP 800 10,000 0.00%
321 NATIONAL HEALTH INVS INC 128 10,000 0.00%
322 ISHARES TR 62 9,000 0.00%
323 MEDIDATA SOLUTIONS INC 167 9,000 0.00%
324 SELECT SECTOR SPDR TR 186 9,000 0.00%
325 AMERISAFE INC COM 161 9,000 0.00%
326 COHEN STEERS INC 220 9,000 0.00%
327 EDITAS MEDICINE INCORPORATED 685 9,000 0.00%
328 STANDARD PAC CORP NEW 257 9,000 0.00%
329 EXPRESS SCRIPTS HLDG CO 129 9,000 0.00%
330 POWERSHARES ETF TRUST 84 9,000 0.00%
331 HEARTLAND EXPRESS INC COM 486 9,000 0.00%
332 WEINGARTEN RLTY INVS 225 9,000 0.00%
333 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 190 8,000 0.00%
334 KEMPHARM INC 1,737 8,000 0.00%
335 ISHARES GOLD TRUST ISHARES ETF 663 8,000 0.00%
336 UNDER ARMOUR INC 200 8,000 0.00%
337 CARDTRONICS PLC SHS CL A 180 8,000 0.00%
338 VANGUARD INDEX FDS 68 8,000 0.00%
339 EPAM SYS INC 120 8,000 0.00%
340 AGIOS PHARMACEUTICALS INC 150 8,000 0.00%
341 ISHARES 190 8,000 0.00%
342 WOLVERINE WORLD WIDE INC COM 328 8,000 0.00%
343 COGNIZANT TECHNOLOGY SOLUTIO 160 8,000 0.00%
344 DIAGEO P L C 70 8,000 0.00%
345 TIFFANY 95 7,000 0.00%
346 STATE STR CORP 100 7,000 0.00%
347 Huntington Bancshares Inc 5 7,000 0.00%
348 UNDER ARMOUR INC C 201 7,000 0.00%
349 WISDOMTREE TR WISDOMTREE EMERGING MKTS CORP BD FD 100 7,000 0.00%
350 FIREEYE INC 500 7,000 0.00%
Page 7 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-011986, filed 2016.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.