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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 448 holdings with a total value of $294,924,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 UNILEVER PLC 150 7,000 0.00%
352 ASTRAZENECA PLC 228 7,000 0.00%
353 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 246 7,000 0.00%
354 FIRST TR EXCHANGE TRADED FD 198 7,000 0.00%
355 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 306 7,000 0.00%
356 ISHARES U.S. UTILITIES ETF 48 6,000 0.00%
357 VIACOM INC NEW 162 6,000 0.00%
358 SELECT SECTOR SPDR TR 296 6,000 0.00%
359 US Ecology Inc 136 6,000 0.00%
360 AMERICAN INTL GROUP INC 105 6,000 0.00%
361 FIRST TR FTSE EPRA NAREIT 124 6,000 0.00%
362 ABBVIE INC 100 6,000 0.00%
363 ISHARES TR 205 6,000 0.00%
364 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 248 6,000 0.00%
365 CDK GLOBAL INC 100 6,000 0.00%
366 RYDEX ETF TRUST 52 5,000 0.00%
367 SELECT SECTOR SPDR TR 65 5,000 0.00%
368 SELECT SECTOR SPDR TR 79 5,000 0.00%
369 SELECT SECTOR SPDR TR 75 5,000 0.00%
370 RAYONIER INC 201 5,000 0.00%
371 KELLOGG CO 67 5,000 0.00%
372 CLAYMORE EXCHANGE TRD FD TR 128 5,000 0.00%
373 METLIFE INC 123 5,000 0.00%
374 NOVO-NORDISK A S 120 5,000 0.00%
375 DUNKIN BRANDS GROUP INC COM 104 5,000 0.00%
376 CURRENCYSHARES EURO TR 45 5,000 0.00%
377 LIGHTBRIDGE CORP 2,696 5,000 0.00%
378 BRISTOL MYERS SQUIBB CO 100 5,000 0.00%
379 SELECT SECTOR SPDR TR 66 5,000 0.00%
380 GLACIER BANCORP INC NEW COM 186 5,000 0.00%
381 PDF SOLUTIONS INC COM 250 5,000 0.00%
382 NEW YORK CMNTY BANCORP INC 300 4,000 0.00%
383 WEBSTER FINL CORP CONN 100 4,000 0.00%
384 PRUDENTIAL FINL INC 53 4,000 0.00%
385 LOWES COS INC 50 4,000 0.00%
386 NEWFIELD EXPL CO 100 4,000 0.00%
387 CAESARS ENTERTAINMENT 500 4,000 0.00%
388 TARGET CORP 46 3,000 0.00%
389 FINANCIAL ENGINES INC 101 3,000 0.00%
390 OLIN CORP 151 3,000 0.00%
391 REDWOOD TR INC 200 3,000 0.00%
392 LUMEN TECHNOLOGIES INC 123 3,000 0.00%
393 UNITED PARCEL SERVICE INC 26 3,000 0.00%
394 SELECT SECTOR SPDR TR 64 3,000 0.00%
395 CHEMOURS CO 159 3,000 0.00%
396 SPRINT CORP 402 3,000 0.00%
397 VANGUARD BD INDEX FDS 34 3,000 0.00%
398 CHIMERA INVT CORP 100 2,000 0.00%
399 LIONS GATE ENTERTN 100 2,000 0.00%
400 EATON VANCE CORP 48 2,000 0.00%
Page 8 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-011986, filed 2016.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.