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Institutional Investment Manager
B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. (CIK: 0001599892) incorporated in Tennessee, located at 40 S. Main Street, Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 1,107 holdings with a total value of $134,628,000.
#
Name
Shares
Value ($)
%
Options
Notes
1051 FEDERATED HERMES INC CL B 49 1,000 0.00%
1052 UNUM GROUP 52 1,000 0.00%
1053 CALL (BBY) BEST BUY INC 11/22/2014 @ $30 3 1,000 0.00%
1054 SCANA 21 1,000 0.00%
1055 ACCENTURE PLC IRELAND 24 1,000 0.00%
1056 ISHARES INC 27 1,000 0.00%
1057 SONY GROUP CORP 100 1,000 0.00%
1058 MATSON INC COM 43 1,000 0.00%
1059 SPDR SERIES TRUST 20 1,000 0.00%
1060 ALEXANDER & BALDWIN INC NEW COM 43 1,000 0.00%
1061 PROSHARES TR II 100 1,000 0.00%
1062 Arena Pharmaceuticals, Inc 400 1,000 0.00%
1063 GOLDEN STAR RES LTD CDA 1,000 0 0.00%
1064 CUBIC ENERGY INC 2,000 0 0.00%
1065 NOW INC 16 0 0.00%
1066 Ashland Inc New 0 0 0.00%
1067 INGERSOLL-RAND PLC 13 0 0.00%
1068 KRATON CORP COM 31 0 0.00%
1069 MICROVISION INC DEL 35 0 0.00%
1070 ROYAL BK CDA MONTREAL QUE 9 0 0.00%
1071 LANDS END INC NEW 22 0 0.00%
1072 NEWMONT CORP 43 0 0.00%
1073 ARADIGM CORP 68 0 0.00%
1074 ONE GAS INC COM 25 0 0.00%
1075 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 2 0 0.00%
1076 CST BRANDS INC 24 0 0.00%
1077 TICC CAPITAL CORP 16 0 0.00%
1078 INTERPUBLIC GROUP COS INC 47 0 0.00%
1079 SAMSON OIL & GAS LTD 3,000 0 0.00%
1080 MABVAX THERAPEUTICS HOLDINGS, INC. 43 0 0.00%
1081 MAST THERAPEUTICS INC COM 597 0 0.00%
1082 CAMERON INTERNATIONAL COMPANY 0 0 0.00%
1083 ISHARES MSCI SINGAP ETF 30 0 0.00%
1084 POWERSHARES ETF TRUST 19 0 0.00%
1085 EASTERN CO 50 0 0.00%
1086 Valence Technology Inc. 10,000 0 0.00%
1087 TRAVELCENTERS AMER LLC 2 0 0.00%
1088 OXIGENE INC 1 0 0.00%
1089 Neo Performance Materials 100 0 0.00%
1090 VANGUARD WORLD FD 9 0 0.00%
1091 SIBANYE STILLWATER 50 0 0.00%
1092 AGRIUM INC 6 0 0.00%
1093 CAPITAL ONE FINL CORP 12 0 0.00%
1094 DUKE REALTY CORP 41 0 0.00%
1095 CINTAS CORP 1 0 0.00%
1096 Call HRL 6-19-15 @ 60 5 0 0.00%
1097 POWERSHARES ETF TRUST 42 0 0.00%
1098 GLOBALSTAR INC 30 0 0.00%
1099 Rubicon Technology 42 0 0.00%
1100 FIRST HORIZON CORPORATION COM 7 0 0.00%
Page 22 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001599892-14-000003, filed 2014.10.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.