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Institutional Investment Manager
Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC (CIK: 0001600151), located at 1115 W Fulton Market, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 129 holdings with a total value of $128,003,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 10,394 3,000 0.00%
2 AMERICAN APPAREL INC COM 80,640 9,000 0.01%
3 GRNHNTR ENRGY 56,000 16,000 0.01%
4 NYMOX PHARMACEUTICAL CORP 10,000 34,000 0.03%
5 Rcs Capital Corp 49,192 40,000 0.03%
6 FIVE STAR SENIOR LIVING INC 13,595 42,000 0.03%
7 LIBERATOR MEDICAL HLDGS INC 22,000 52,000 0.04%
8 DEL TACO RESTAURANTS INC 11,700 60,000 0.05%
9 Global X Silver Miners 12,540 81,000 0.06%
10 SUNOPTA INC 17,050 83,000 0.06%
11 Casella Waste SYS 15,000 87,000 0.07%
12 SPROTT PHYSICAL SILVER TR 18,800 107,000 0.08%
13 SALEM MEDIA GROUP INC CL A 18,062 111,000 0.09%
14 STANDARD PAC CORP 13,863 111,000 0.09%
15 INVESCO DYNAMIC CR OPPORTUNI 11,405 121,000 0.09%
16 FORD MTR CO DEL 10,436 142,000 0.11%
17 PROSPECT CAPITAL CORPORATION 21,900 156,000 0.12%
18 DEERE & CO 2,726 202,000 0.16%
19 PEPSICO INC 2,176 205,000 0.16%
20 SPIRIT RLTY CAP INC NEW 22,488 206,000 0.16%
21 JOHNSON & JOHNSON 2,217 207,000 0.16%
22 US BANCORP DEL 5,104 209,000 0.16%
23 RYDEX ETF TRUST 2,936 216,000 0.17%
24 SHIP FINANCE INTERNATIONAL L 13,317 216,000 0.17%
25 UBS AG LONDON BRH 13,950 217,000 0.17%
26 WELLS FARGO & CO NEW 4,412 227,000 0.18%
27 VANGUARD INDEX FDS 2,117 229,000 0.18%
28 SPDR SERIES TR 9,621 232,000 0.18%
29 ISHARES TR 2,234 245,000 0.19%
30 DANAHER CORP DEL 2,953 252,000 0.20%
31 CLAYMORE ETF GUGGENHEIM ENHANCED 5,101 255,000 0.20%
32 ALPS ETF TR 10,787 260,000 0.20%
33 MEDLEY CAP CORPORATION 35,050 261,000 0.20%
34 GOOGLE INC 430 262,000 0.20%
35 DIREXION ALL CAP INSIDER SENTIMENT SHARES 3,986 264,000 0.21%
36 SPDR SER TR 6,408 264,000 0.21%
37 ANNALY CAP MGMT INC 26,751 264,000 0.21%
38 GOLDMAN SACHS GROUP INC 1,535 267,000 0.21%
39 EXXON MOBIL CORP 3,723 277,000 0.22%
40 COLUMBIA PPTY TR INC 12,369 287,000 0.22%
41 ISHARES TR 2,618 289,000 0.23%
42 BLOCK H & R INC 8,104 293,000 0.23%
43 PROSHARES TR 7,134 309,000 0.24%
44 VERIZON COMMUNICATIONS INC 7,147 311,000 0.24%
45 VISA INC 4,528 315,000 0.25%
46 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 2,911 316,000 0.25%
47 AMGEN INC 2,290 317,000 0.25%
48 AT&T INC 10,067 328,000 0.26%
49 ISHARES TR 6,476 333,000 0.26%
50 CELGENE CORP 3,107 336,000 0.26%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001600151-15-000006, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.