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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $450,804,482.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 10,971,650 264,417,000 58.65%
2 RAYMOND JAMES & ASSOCIATES 2,469,562 59,516,000 13.20%
3 Atria Investments, Inc 748 31,050,000 6.89%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 631,687 15,224,000 3.38%
5 BB&T SECURITIES, LLC 625,059 15,063,000 3.34%
6 BAIRD FINANCIAL GROUP, INC. 619,913 14,940,000 3.31%
7 ENVESTNET ASSET MANAGEMENT INC 497,232 11,983,000 2.66%
8 3D ASSET MANAGEMENT, INC 470,406 11,337,000 2.51%
9 ROYAL BANK OF CANADA 293,120 7,064,000 1.57%
10 MORGAN STANLEY 201,758 4,862,000 1.08%
11 Koshinski Asset Management, Inc. 194,241 4,844,000 1.07%
12 JANE STREET GROUP, LLC 89,831 2,165,000 0.48%
13 UBS Group AG 86,727 2,090,000 0.46%
14 Raymond James Financial Services Advisors, Inc. 82,007 1,976,000 0.44%
15 WELLS FARGO & COMPANY/MN 46,006 1,109,000 0.25%
16 MSI Financial Services Inc 34,376 828,000 0.18%
17 Janney Montgomery Scott LLC 20,661 498,000 0.11%
18 AMERICAN INTERNATIONAL GROUP, INC. 20,606 497,000 0.11%
19 SIGNATUREFD, LLC 15,776 380,000 0.08%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,578 351,000 0.08%
21 Arete Wealth Advisors, LLC 10,787 260,000 0.06%
22 Stratos Wealth Partners, LTD. 10,313 249,000 0.06%
23 Hudock, Inc. 2,705 65,000 0.01%
24 BANK OF AMERICA CORP /DE/ 723 17,000 0.00%
25 Winslow, Evans & Crocker, Inc. 518 12,482 0.00%
26 PNC FINANCIAL SERVICES GROUP, INC. 298 7,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.