| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 790,149 | 12,318,000 | 85.48% | ||
| 2 | Carroll Financial Associates, Inc. | 38,400 | 619,000 | 4.30% | ||
| 3 | Stelac Advisory Services LLC | 23,020 | 364,000 | 2.53% | ||
| 4 | JANE STREET GROUP, LLC | 20,212 | 315,000 | 2.19% | ||
| 5 | CITADEL ADVISORS LLC | 16,314 | 254,000 | 1.76% | ||
| 6 | Arete Wealth Advisors, LLC | 13,950 | 217,000 | 1.51% | ||
| 7 | DRILL CRAIG A | 10,500 | 164,000 | 1.14% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 5,804 | 90,000 | 0.62% | ||
| 9 | TCI Wealth Advisors, Inc. | 1,508 | 24,000 | 0.17% | ||
| 10 | Creative Planning | 1,100 | 17,000 | 0.12% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,137 | 17,000 | 0.12% | ||
| 12 | Blume Capital Management, Inc. | 700 | 11,000 | 0.08% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 14 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
