| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | PROSHARES TR | 33 | 2,000 | 0.00% | ||
| 302 | ASURE SOFTWARE INC COM | 297 | 2,000 | 0.00% | ||
| 303 | HARMONY MERGER CORP | 154 | 2,000 | 0.00% | ||
| 304 | CONNS INC | 200 | 2,000 | 0.00% | Put | |
| 305 | JETBLUE AIRWAYS CORP | 100 | 2,000 | 0.00% | Put | |
| 306 | CLEVELAND BIOLABS INC | 1,195 | 2,000 | 0.00% | ||
| 307 | EnerJex Resources Inc. | 3,893 | 2,000 | 0.00% | ||
| 308 | LIBERTY MEDIA CORP | 3,000 | 2,000 | 0.00% | PRN | |
| 309 | BOS BETTER ONLINE SOLUTIONS | 694 | 2,000 | 0.00% | ||
| 310 | AIMMUNE THERAPEUTICS INC COM | 100 | 2,000 | 0.00% | ||
| 311 | RCI HOSPITALITY HLDGS INC COM | 200 | 2,000 | 0.00% | ||
| 312 | CARETRUST REIT INC COM | 109 | 2,000 | 0.00% | ||
| 313 | QAD INC | 121 | 2,000 | 0.00% | ||
| 314 | ACACIA RESH CORP ACACIA TCH COM | 300 | 2,000 | 0.00% | ||
| 315 | ONCOBIOLOGICS INC - WARRANT A | 4,029 | 2,000 | 0.00% | ||
| 316 | SANDISK CORP | 2,000 | 2,000 | 0.00% | PRN | |
| 317 | AXIS CAPITAL HOLDING | 300 | 2,000 | 0.00% | ||
| 318 | Royal Gold Inc | 2,000 | 2,000 | 0.00% | PRN | |
| 319 | NTN BUZZTIME INC COM PAR | 300 | 2,000 | 0.00% | ||
| 320 | CAMECO CORP | 200 | 2,000 | 0.00% | Call | |
| 321 | SPHERE 3D CORP NEW | 4,039 | 2,000 | 0.00% | ||
| 322 | PETROQUEST ENERGY INC | 463 | 2,000 | 0.00% | ||
| 323 | CSP INC | 148 | 2,000 | 0.00% | ||
| 324 | NUVEEN HIGH INCOME 2020 TARG | 200 | 2,000 | 0.00% | ||
| 325 | IPATH BLOOMBERG PLATINUM SUBINDEX TOTAL RETURN ETN | 100 | 2,000 | 0.00% | ||
| 326 | FUWEI FILMS HLDGS CO LTD | 4,471 | 2,000 | 0.00% | ||
| 327 | SUNSTONE HOTEL INVESTORS REIT | 161 | 2,000 | 0.00% | ||
| 328 | COMPANHIA ENERGETICA DE MINA | 750 | 2,000 | 0.00% | ||
| 329 | CHINA PHARMA HLDGS INC | 8,137 | 2,000 | 0.00% | ||
| 330 | OFG BANCORP COM | 234 | 2,000 | 0.00% | ||
| 331 | LM FDG AMER INC | 2,400 | 2,000 | 0.00% | ||
| 332 | UNICO AMERN CORP | 166 | 2,000 | 0.00% | ||
| 333 | AMEDICA CORP | 2,722 | 2,000 | 0.00% | ||
| 334 | CYTORI THERAPEUTICS INC | 969 | 2,000 | 0.00% | ||
| 335 | DETERMINE INC | 1,186 | 2,000 | 0.00% | ||
| 336 | KONA GRILL INC COM | 152 | 2,000 | 0.00% | ||
| 337 | WISDOMTREE TR | 78 | 2,000 | 0.00% | ||
| 338 | BIO PATH HOLDINGS INC | 1,387 | 2,000 | 0.00% | ||
| 339 | IMMUNOCELLULAR THERAPEUTICS | 41,100 | 2,000 | 0.00% | ||
| 340 | SUNSHINE BANCORP INC | 152 | 2,000 | 0.00% | ||
| 341 | SYNERON MEDICAL LTD | 250 | 2,000 | 0.00% | ||
| 342 | WESTBURY BANCORP INC | 100 | 2,000 | 0.00% | ||
| 343 | THE9 LTD | 938 | 2,000 | 0.00% | ||
| 344 | MGIC INVT CORP WIS | 2,000 | 2,000 | 0.00% | PRN | |
| 345 | VANGUARD NAT RES LLC COM UNIT | 2,600 | 2,000 | 0.00% | Put | |
| 346 | A-MARK PRECIOUS METALS INC | 115 | 2,000 | 0.00% | ||
| 347 | XG TECHNOLOGY INC | 6,923 | 2,000 | 0.00% | ||
| 348 | STRATEGY SHS | 58 | 2,000 | 0.00% | ||
| 349 | INCYTE CORP SR CV NT0.375 18 | 1,000 | 2,000 | 0.00% | PRN | |
| 350 | PEDEVCO CORP | 11,533 | 2,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-022420, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
