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NUVEEN HIGH INCOME 2020 TARG
NUVEEN HIGH INCOME 2020 TARG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 19 Institutional holders with a total value of $16,688,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,043,076 10,994,000 65.88%
2 Commonwealth Equity Services, Inc 105,651 1,114,000 6.68%
3 LPL Financial LLC 95,819 996,000 5.97%
4 RAYMOND JAMES & ASSOCIATES 75,399 795,000 4.76%
5 Invesco Ltd. 68,276 720,000 4.31%
6 Stratos Wealth Partners, LTD. 36,425 384,000 2.30%
7 ROYAL BANK OF CANADA 30,030 317,000 1.90%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,400 257,000 1.54%
9 WEDBUSH SECURITIES INC 21,000 221,000 1.32%
10 COMERICA BANK 20,000 207,000 1.24%
11 BB&T SECURITIES, LLC 15,319 161,000 0.96%
12 WELLS FARGO & COMPANY/MN 12,800 135,000 0.81%
13 B. Riley Wealth Advisors, Inc. 10,356 110,000 0.66%
14 Argent Trust Co 10,000 105,000 0.63%
15 BANK OF AMERICA CORP /DE/ 8,357 88,000 0.53%
16 D.A. DAVIDSON & CO. 6,400 67,000 0.40%
17 Tower Research Capital LLC (TRC) 1,080 11,000 0.07%
18 Gradient Investments LLC 363 4,000 0.02%
19 UBS Group AG 200 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.