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Institutional Investment Manager
Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. (CIK: 0001612865) incorporated in Ohio, located at 3750 Park East Drive, Beachwood, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001085146-14-001342) filed in 2014.07.16
#
Name
Shares
Value ($)
%
Options
Notes
101 METLIFE INC 6,135 1,172 0.34%
102 MICHAEL KORS HLDGS LTD 1,266 228 0.07%
103 MONSANTO CO NEW 2,401 880 0.25%
104 MYRIAD GENETICS INC 5,357 378 0.11%
105 NETFLIX INC 352 450 0.13%
106 NEXTERA ENERGY INC 8,448 2,505 0.72%
107 NOVARTIS A G 9,751 3,044 0.87%
108 Navidea Biopharm Inc 45,535 67 0.02%
109 New Residential Investment Cor 25,000 158 0.05%
110 Novatel Wireless Inc 12,239 23 0.01%
111 O REILLY AUTOMOTIVE INC NEW 913 512 0.15%
112 OCH-ZIFF CAP MGMT GROUP CL A SHS 18,269 500 0.14%
113 ORACLE CORP 28,538 4,188 1.20%
114 PENGROWTH ENERGY CORP 12,600 90 0.03%
115 PG&E CORP 2,698 336 0.10%
116 POTASH CORP SASK INC 4,307 324 0.09%
117 POWERSHARES ACTIVE MNG ETF T 63,656 1,806 0.52%
118 POWERSHARES DB CMDTY IDX TRA 7,685 204 0.06%
119 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 114,950 3,330 0.95%
120 POWERSHARES ETF TR II 10,935 214 0.06%
121 POWERSHARES ETF TR II 36,218 894 0.26%
122 POWERSHARES ETF TRUST 443,450 17,298 4.96%
123 POWERSHARES ETF TRUST 10,557 204 0.06%
124 POWERSHARES ETF TRUST II 620,690 16,361 4.69%
125 POWERSHARES ETF TRUST II 50,530 971 0.28%
126 POWERSHS DB MULTI SECT COMM 73,459 4,788 1.37%
127 POWERSHS DB MULTI SECT COMM 12,049 656 0.19%
128 PPL CORP 22,367 1,569 0.45%
129 PRAXAIR INC 3,121 1,038 0.30%
130 PRINCIPAL FIN GROUP 2,097 384 0.11%
131 PROSPECT CAPITAL CORPORATION 26,939 286 0.08%
132 PUBLIC STORAGE 777 339 0.10%
133 Pacific Booker Minerals Inc 12,000 59 0.02%
134 REGIONS FINANCIAL CORP NEW 8,299 252 0.07%
135 RETAIL PPTYS AMER INC CL A 18,622 286 0.08%
136 ROYAL CARIBBEAN GROUP 1,674 270 0.08%
137 SANOFI 4,469 572 0.16%
138 SCANA 16,861 2,688 0.77%
139 SEADRILL LIMITED 37,352 2,984 0.86%
140 SEAGATE TECHNOLOGY PLC 2,329 252 0.07%
141 SHIRE PLC 1,349 894 0.26%
142 SIRIUS XM HOLDINGS INC 31,999 186 0.05%
143 SPDR GOLD TR 23,850 10,712 3.07%
144 SPDR SER TR 6,183 474 0.14%
145 SPDR SER TR 126,990 6,399 1.83%
146 SPDR SERIES TRUST 31,452 1,764 0.51%
147 SPIRIT RLTY CAP INC NEW 52,616 598 0.17%
148 SPRINT CORP 36,368 616 0.18%
149 SunEdison Inc 23,400 529 0.15%
150 TE CONNECTIVITY LTD 1,881 212 0.06%
Page 3 of 4
Restatement filing (0001612865-14-000012) filed in 2014.07.17
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 98,626 9,188 3.06%
2 EXXON MOBIL CORP 90,923 9,158 3.05%
3 FS KKR CAPITAL CORP COM 665,066 7,085 2.36%
4 AT&T INC 183,834 6,503 2.17%
5 JOHNSON & JOHNSON 46,674 4,873 1.63%
6 MICROSOFT CORP 115,170 4,810 1.60%
7 WELLS FARGO & CO NEW 79,738 4,194 1.40%
8 VERIZON COMMUNICATIONS INC 79,601 3,895 1.30%
9 VANGUARD INDEX FDS 38,644 3,822 1.27%
10 ISHARES TR 25,273 3,616 1.21%
11 POWERSHARES ETF TRUST 92,166 3,595 1.20%
12 VANGUARD INDEX FDS 27,727 3,532 1.18%
13 POWERSHARES ETF TRUST II 133,081 3,509 1.17%
14 PHILIP MORRIS INTL INC 40,377 3,406 1.14%
15 ALTRIA GROUP INC 80,638 3,376 1.13%
16 CONOCOPHILLIPS 38,789 3,334 1.11%
17 SPDR GOLD TR 24,519 3,139 1.05%
18 MCDONALDS CORP 31,198 3,137 1.05%
19 MARRIOTT INTL INC NEW 48,895 3,135 1.05%
20 GENERAL ELECTRIC CO 116,969 3,080 1.03%
21 QUALCOMM INC 38,663 3,073 1.02%
22 JPMORGAN CHASE & CO 52,675 3,039 1.01%
23 PROCTER AND GAMBLE CO 36,641 2,884 0.96%
24 DirectTV Com 33,808 2,871 0.96%
25 DISNEY WALT CO 32,346 2,779 0.93%
26 INTERNATIONAL BUSINESS MACHS 15,194 2,752 0.92%
27 CHEVRON CORP NEW 20,911 2,735 0.91%
28 PEPSICO INC 30,442 2,727 0.91%
29 ROYAL DUTCH SHELL PLC 31,576 2,597 0.87%
30 ISHARES TR 21,469 2,476 0.83%
31 Welltower Inc. 39,220 2,460 0.82%
32 CVS HEALTH CORP 31,941 2,413 0.80%
33 BRISTOL MYERS SQUIBB CO 48,837 2,372 0.79%
34 PEOPLES UNITED FINANCIAL INC 155,601 2,360 0.79%
35 INTEL CORP 74,684 2,309 0.77%
36 CISCO SYS INC 91,456 2,265 0.76%
37 MERCK & CO INC 37,858 2,192 0.73%
38 DUKE ENERGY CORP NEW 28,676 2,126 0.71%
39 FORD MTR CO DEL 123,465 2,124 0.71%
40 POWERSHARES ACTIVE MNG ETF T 74,704 2,119 0.71%
41 BARCLAYS BK PLC 14,114 2,107 0.70%
42 SOUTHERN CO 45,330 2,053 0.68%
43 SCHLUMBERGER LTD 17,135 2,025 0.68%
44 KELLOGG CO 30,024 1,971 0.66%
45 PFIZER INC 66,105 1,964 0.66%
46 COCA COLA CO 42,582 1,794 0.60%
47 BERKSHIRE HATHAWAY INC DEL 14,138 1,792 0.60%
48 FACEBOOK INC 26,032 1,756 0.59%
49 COMMERCIAL METALS CO COM 96,783 1,676 0.56%
50 POWERSHS DB MULTI SECT COMM 53,732 1,650 0.55%
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