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Institutional Investment Manager
NEWFOUND RESEARCH LLC
NEWFOUND RESEARCH LLC (CIK: 0001630806). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 199 holdings with a total value of $104,945,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 RYDEX ETF TRUST 320 17,000 0.02%
52 FIRST TR EXCH TRADED FD III 487 16,000 0.02%
53 ALPS ETF TR 1,183 15,000 0.01%
54 ALPS ETF TRUST U S EQUITY HIGH VOLATILITY 688 14,000 0.01%
55 POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT 701 13,000 0.01%
56 ETF SER SOLUTIONS 345 12,000 0.01%
57 POWERSHARES ETF TR II 194 12,000 0.01%
58 POWERSHARES ETF TR II 267 12,000 0.01%
59 POWERSHARES ETF TR II 307 12,000 0.01%
60 POWERSHARES ETF TR II 243 12,000 0.01%
61 POWERSHARES ETF TR II 264 12,000 0.01%
62 POWERSHARES ETF TR II 180 12,000 0.01%
63 POWERSHARES ETF TR II 246 12,000 0.01%
64 POWERSHARES ETF TR II 163 12,000 0.01%
65 VANGUARD INTL EQUITY INDEX F 232 11,000 0.01%
66 RYDEX ETF TRUST 111 9,000 0.01%
67 VANGUARD MORTG-BACK SEC ETF 170 9,000 0.01%
68 PIMCO ETF TR 71 7,000 0.01%
69 CLAYMORE ETF GUGGENHEIM ENHANCED 146 7,000 0.01%
70 CREDIT SUISSE NASSAU 192 7,000 0.01%
71 VANGUARD BD INDEX FDS 73 6,000 0.01%
72 Van Eck 221 5,000 0.00%
73 iPath S&P 500 VIX Short-Term F 137 5,000 0.00%
74 VANGUARD SCOTTSDALE FDS 63 5,000 0.00%
75 COMPUTER SCIENCES CORP 105 5,000 0.00%
76 ISHARES 7-10 YEAR TREASURY BOND ETF 45 5,000 0.00%
77 INDEXIQ ETF TR 123 4,000 0.00%
78 TYSON FOODS INC 49 4,000 0.00%
79 POWERSHARES ACTIVE MNG ETF T 158 4,000 0.00%
80 ASSURANT INC 45 4,000 0.00%
81 AETNA INC NEW 23 3,000 0.00%
82 VANGUARD INTL EQUITY INDEX F 35 3,000 0.00%
83 Anthem, Inc. 23 3,000 0.00%
84 KOHLS 40 2,000 0.00%
85 ARCHER DANIELS MIDLAND CO 45 2,000 0.00%
86 LINCOLN NATL CORP IND 37 2,000 0.00%
87 UNUM GROUP 65 2,000 0.00%
88 CVS HEALTH CORP 17 2,000 0.00%
89 PRUDENTIAL FINL INC 24 2,000 0.00%
90 TESORO CORP 21 2,000 0.00%
91 ALLSTATE CORP 27 2,000 0.00%
92 TRAVELERS COMPANIES INC 16 2,000 0.00%
93 XEROX CORP 160 2,000 0.00%
94 XL Group plc 51 2,000 0.00%
95 VALERO ENERGY CORP NEW 44 2,000 0.00%
96 WAL-MART STORES INC 27 2,000 0.00%
97 METLIFE INC 35 2,000 0.00%
98 L-3 Communications Hldgs 15 2,000 0.00%
99 LUMEN TECHNOLOGIES INC 59 2,000 0.00%
100 ENTERGY CORP NEW 22 2,000 0.00%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001615774-17-000193, filed 2017.01.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.