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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $60,109,646.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 443,909 14,676,000 24.42%
2 ADVISOR GROUP, INC. 212,941 7,040,000 11.71%
3 LPL Financial LLC 197,515 6,500,000 10.81%
4 RAYMOND JAMES & ASSOCIATES 178,823 5,912,000 9.84%
5 IFP ADVISORS, INC 150,818 4,986,000 8.29%
6 IFC Holdings Incorporated/FL 101,613 3,360,000 5.59%
7 STRINGER ASSET MANAGEMENT, LLC 84,877 2,806,000 4.67%
8 First Heartland Consultants, Inc. 61,392 2,030,000 3.38%
9 JANE STREET GROUP, LLC 47,795 1,580,000 2.63%
10 ROYAL BANK OF CANADA 47,238 1,562,000 2.60%
11 ENVESTNET ASSET MANAGEMENT INC 39,605 1,309,000 2.18%
12 MSI Financial Services Inc 35,272 1,166,000 1.94%
13 GENEOS WEALTH MANAGEMENT INC. 35,194 1,163,000 1.93%
14 CITADEL ADVISORS LLC 32,519 1,075,000 1.79%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,074 991,000 1.65%
16 Yellowstone Partners, LLC 23,502 777,000 1.29%
17 Partnervest Advisory Services LLC 22,396 740,000 1.23%
18 Commonwealth Equity Services, Inc 16,125 533,000 0.89%
19 COLONY GROUP LLC 15,786 522,000 0.87%
20 Janney Montgomery Scott LLC 9,918 328,000 0.55%
21 UBS Group AG 7,657 253,000 0.42%
22 First Allied Advisory Services, Inc. 7,220 239,000 0.40%
23 Cetera Advisor Networks LLC 7,232 239,000 0.40%
24 JPMORGAN CHASE & CO 3,848 127,000 0.21%
25 Advisors Preferred, LLC 3,040 101,000 0.17%
26 WFG Advisors, LP 1,000 33,000 0.05%
27 Oakworth Capital, Inc. 532 18,000 0.03%
28 NEWFOUND RESEARCH LLC 487 16,000 0.03%
29 Transamerica Financial Advisors, LLC 355 12,000 0.02%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 136 5,000 0.01%
31 Creative Planning 140 5,000 0.01%
32 D.A. DAVIDSON & CO. 95 3,000 0.00%
33 Winslow, Evans & Crocker, Inc. 80 2,646 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.