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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 22 Institutional holders with a total value of $13,662,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 131,472 4,721,000 34.56%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 91,749 3,299,000 24.15%
3 Virtu KCG Holdings LLC 31,957 1,149,000 8.41%
4 JANE STREET GROUP, LLC 20,180 726,000 5.31%
5 RAYMOND JAMES & ASSOCIATES 19,621 706,000 5.17%
6 UBS Group AG 19,105 687,000 5.03%
7 CITADEL ADVISORS LLC 17,900 644,000 4.71%
8 ROYAL BANK OF CANADA 14,324 515,000 3.77%
9 ARCUS CAPITAL PARTNERS, LLC 9,819 353,000 2.58%
10 LPL Financial LLC 7,874 280,000 2.05%
11 TRUSTMARK BANK TRUST DEPARTMENT 5,979 215,000 1.57%
12 MORGAN STANLEY 2,511 91,000 0.67%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,281 82,000 0.60%
14 PNC FINANCIAL SERVICES GROUP, INC. 2,012 72,000 0.53%
15 ADVISOR GROUP, INC. 1,421 51,000 0.37%
16 IFP ADVISORS, INC 750 27,000 0.20%
17 NEWFOUND RESEARCH LLC 345 12,000 0.09%
18 Advisory Services Network, LLC 301 11,000 0.08%
19 Oakworth Capital, Inc. 269 10,000 0.07%
20 Financial Architects, Inc 200 7,000 0.05%
21 WELLS FARGO & COMPANY/MN 100 4,000 0.03%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.