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Institutional Investment Manager
INTEGRATED WEALTH MANAGEMENT
INTEGRATED WEALTH MANAGEMENT (CIK: 0001640250). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,305 holdings with a total value of $279,228,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ASHLAND GLOBAL HLDGS INC 2 0 0.00%
52 NRG ENERGY INC 1 0 0.00%
53 TOOTSIE ROLL INDS INC 9 0 0.00%
54 LIBERTY MEDIA CORP DELAWARE 4 0 0.00%
55 TEREX CORP NEW 9 0 0.00%
56 NEW YORK CMNTY BANCORP INC 23 0 0.00%
57 QUORUM HEALTH CORP 5 0 0.00%
58 SUNPOWER CORP 17 0 0.00%
59 STARZ SERIES A 5 0 0.00%
60 AEGERION PHARMACEUTICALS INC 12 0 0.00%
61 LIBERTY MEDIA CORP SERIES C 11 0 0.00%
62 Liberty Ventures 7 0 0.00%
63 PORTLAND GEN ELEC CO 11 0 0.00%
64 PITNEY BOWES INC 16 0 0.00%
65 PIER 1 IMPORTS INC 100 0 0.00%
66 ABERCROMBIE & FITCH CO 1 0 0.00%
67 CIMAREX ENERGY 3 0 0.00%
68 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 211 0 0.00%
69 BIOLASE INC 215 0 0.00%
70 Ruby Tuesday Inc 11 0 0.00%
71 PUMA BIOTECHNOLOGY 4 0 0.00%
72 DRYSHIPS INC 12 0 0.00%
73 VEECO INSTRS INC DEL COM 28 1,000 0.00%
74 FUELCELL ENERGY INC 166 1,000 0.00%
75 TEMPLETON DRAGON FD INC 71 1,000 0.00%
76 WINDSTREAM HLDGS INC 75 1,000 0.00%
77 POST HLDGS INC 8 1,000 0.00%
78 VIRNETX HLDG CORP 300 1,000 0.00%
79 INVESCO LTD 18 1,000 0.00%
80 PIPER JAFFRAY COS 29 1,000 0.00%
81 FIRST TR EXCHANGE TRAD FD VI 42 1,000 0.00%
82 CULLEN FROST BANKERS INC 18 1,000 0.00%
83 TOTAL SYS SVCS INC 11 1,000 0.00%
84 LIBERTY BROADBAND-C 8 1,000 0.00%
85 WASHINGTON PRIME GROUP NEW 102 1,000 0.00%
86 ETF MANAGERS TR 25 1,000 0.00%
87 SUNTRUST BKS INC 20 1,000 0.00%
88 NETAPP INC 33 1,000 0.00%
89 BEST BUY INC 37 1,000 0.00%
90 LIBERTY M SIRIUSXM A 17 1,000 0.00%
91 VECTREN CORP 22 1,000 0.00%
92 FORTUNE BRANDS HOME & SEC IN 24 1,000 0.00%
93 ISHARES TR 6 1,000 0.00%
94 ENVIRI CORP COM 101 1,000 0.00%
95 JAZZ PHARMACEUTICALS PLC 8 1,000 0.00%
96 SIX FLAGS ENTMT CORP NEW 10 1,000 0.00%
97 LADDER CAP CORP 109 1,000 0.00%
98 VanEck Vectors International High Yield Bond ETF 43 1,000 0.00%
99 Arena Pharmaceuticals, Inc 570 1,000 0.00%
100 WEATHERFORD INTL PLC 262 1,000 0.00%
Page 2 of 27

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001640250-16-000012, filed 2016.10.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.