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Institutional Investment Manager
INTEGRATED WEALTH MANAGEMENT
INTEGRATED WEALTH MANAGEMENT (CIK: 0001640250). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,305 holdings with a total value of $279,228,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 NORFOLK SOUTHERN CORP 2,278 221,000 0.08%
202 VODAFONE GROUP PLC NEW 7,575 221,000 0.08%
203 DIREXION SHS ETF TR OIL GAS BL 3X SH 2,450 220,000 0.08%
204 SPDR INDEX SHS FDS 3,440 219,000 0.08%
205 VANGUARD INDEX FDS 2,050 218,000 0.08%
206 NOVARTIS A G 2,747 217,000 0.08%
207 AMERIGAS PARTNERS L P 4,761 217,000 0.08%
208 HALLIBURTON CO 4,840 217,000 0.08%
209 ISHARES TR 2,435 215,000 0.08%
210 EATON VANCE CA MUNI INCOME T 15,573 215,000 0.08%
211 PHYSICIANS RLTY TR 10,000 215,000 0.08%
212 SPDR S&P MIDCAP 400 ETF TR 759 214,000 0.08%
213 SELECT SECTOR SPDR TR 3,003 212,000 0.08%
214 Ishares Tr Ibonds Dec 2019 Termcorporate Etf Fund 8,377 211,000 0.08%
215 SELECT SECTOR SPDR TR 2,627 210,000 0.08%
216 Ishares Tr December 2018 Corp Term Etf 8,318 210,000 0.08%
217 Ishares Tr Ibonds Dec 2017 Termcorporate Etf Fund 8,428 210,000 0.08%
218 ALPS ETF TR 16,541 210,000 0.08%
219 SPDR SER TR 2,473 209,000 0.07%
220 NIKE INC 3,968 209,000 0.07%
221 ISHARES TR 1,632 207,000 0.07%
222 NUVEEN QUALITY MUNCP INCOME 13,657 206,000 0.07%
223 GLAXOSMITHKLINE PLC 4,784 206,000 0.07%
224 BARCLAYS BANK PLC 7,950 205,000 0.07%
225 ISHARES TR 2,067 201,000 0.07%
226 COMCAST CORP NEW 3,005 199,000 0.07%
227 BAXTER INTL INC 4,150 198,000 0.07%
228 SELECT SECTOR SPDR TR 3,340 195,000 0.07%
229 HEWLETT PACKARD ENTERPRISE C 8,554 195,000 0.07%
230 AMERICAN EXPRESS CO 3,041 195,000 0.07%
231 NUVEEN CALIFORNIA AMT QLT MU 11,652 194,000 0.07%
232 YUM BRANDS INC 2,124 193,000 0.07%
233 TIME WARNER INC 2,381 190,000 0.07%
234 HSBC HLDGS PLC 4,991 188,000 0.07%
235 RYDEX ETF TRUST 6,449 187,000 0.07%
236 ISHARES TR 2,396 184,000 0.07%
237 FASTENAL CO 4,353 182,000 0.07%
238 BROADRIDGE FINL SOLUTIONS IN 2,666 181,000 0.06%
239 UNITED STATES OIL FUND LP 16,596 181,000 0.06%
240 ISHARES TR 6,992 179,000 0.06%
241 PINNACLE WEST 2,350 179,000 0.06%
242 ISHARES TR 2,100 179,000 0.06%
243 CELGENE CORP 1,689 177,000 0.06%
244 SPDR SERIES TRUST 2,960 176,000 0.06%
245 VANGUARD INTL EQUITY INDEX F 2,870 175,000 0.06%
246 POWERSHARES ACTIVE MNG ETF T 7,614 175,000 0.06%
247 REAVES UTIL INCOME FD 5,680 174,000 0.06%
248 ENERGY TRANSFER L P 10,277 173,000 0.06%
249 OCCIDENTAL PETE CORP DEL 2,378 173,000 0.06%
250 BP PLC 4,880 172,000 0.06%
Page 5 of 27

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001640250-16-000012, filed 2016.10.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.