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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $93,067,194.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 374,975 11,459,000 12.31%
2 MORGAN STANLEY 331,211 10,123,000 10.88%
3 Hollow Brook Wealth Management LLC 261,909 8,004,000 8.60%
4 GUGGENHEIM CAPITAL LLC 213,549 6,526,000 7.01%
5 WELLS FARGO & COMPANY/MN 174,102 5,320,000 5.72%
6 Yakira Capital Management, Inc. 133,223 4,071,000 4.37% SH
7 CITIGROUP INC 129,880 3,969,000 4.26%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 120,113 3,671,000 3.94%
9 JANUS HENDERSON INVESTORS US LLC 99,903 3,053,000 3.28%
10 REAVES W H & CO INC 99,248 3,033,000 3.26%
11 Curi Capital, LLC 97,940 2,993,000 3.22%
12 BANK OF NOVA SCOTIA 97,415 2,977,000 3.20%
13 GRAYBILL WEALTH MANAGEMENT, LTD. 94,145 2,877,000 3.09%
14 LPL Financial LLC 84,749 2,461,000 2.64%
15 ROYAL BANK OF CANADA 78,845 2,410,000 2.59%
16 UBS Group AG 73,160 2,236,000 2.40%
17 Raymond James Financial Services Advisors, Inc. 55,709 1,702,000 1.83%
18 Commonwealth Equity Services, Inc 51,800 1,583,000 1.70%
19 RAYMOND JAMES & ASSOCIATES 39,251 1,200,000 1.29%
20 DOLIVER ADVISORS, LP 37,636 1,150,000 1.24%
21 Sterling Capital Management LLC 32,200 984,000 1.06%
22 INGALLS & SNYDER LLC 29,500 902,000 0.97%
23 Cambridge Investment Research Advisors, Inc. 25,868 791,000 0.85%
24 Janney Montgomery Scott LLC 23,599 721,000 0.77%
25 STIFEL FINANCIAL CORP 23,470 715,000 0.77%
26 Creative Planning 22,998 703,000 0.76%
27 Focused Wealth Management, Inc 22,119 676,000 0.73%
28 INTERNATIONAL ASSETS HOLDING CORP 19,199 587,000 0.63%
29 FIRST TRUST ADVISORS LP 18,890 577,000 0.62%
30 SNOWDEN CAPITAL ADVISORS LLC 18,560 567,194 0.61%
31 TIEMANN INVESTMENT ADVISORS, LLC 18,472 565,000 0.61%
32 ADVISOR GROUP, INC. 14,177 434,000 0.47%
33 LUCAS CAPITAL MANAGEMENT 13,587 415,000 0.45%
34 CATAWBA CAPITAL MANAGEMENT /VA 12,637 386,000 0.41%
35 BAIRD FINANCIAL GROUP, INC. 10,478 320,000 0.34%
36 Invesco Ltd. 10,214 312,000 0.34%
37 J.P. Morgan Private Wealth Advisors LLC 7,843 240,000 0.26%
38 Private Advisor Group, LLC 8,042 234,000 0.25%
39 MSI Financial Services Inc 7,437 227,000 0.24%
40 Sigma Planning Corp 7,153 219,000 0.24%
41 Hodges Capital Management Inc. 6,700 205,000 0.22%
42 INTEGRATED WEALTH MANAGEMENT 5,680 174,000 0.19%
43 PROFICIO CAPITAL PARTNERS LLC 5,075 155,000 0.17%
44 PNC FINANCIAL SERVICES GROUP, INC. 4,884 150,000 0.16%
45 MONETARY MANAGEMENT GROUP INC 4,000 122,000 0.13%
46 WFG Advisors, LP 3,234 99,000 0.11%
47 BROWN BROTHERS HARRIMAN & CO 2,500 76,000 0.08%
48 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2,500 76,000 0.08%
49 Parkside Financial Bank & Trust 2,268 69,000 0.07%
50 ENVESTNET ASSET MANAGEMENT INC 2,047 63,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.