| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 480,320 | 7,983,000 | 14.74% | ||
| 2 | Advisors Asset Management, Inc. | 425,309 | 7,069,000 | 13.05% | ||
| 3 | LPL Financial LLC | 380,889 | 6,292,000 | 11.62% | ||
| 4 | Invesco Ltd. | 314,450 | 5,226,000 | 9.65% | ||
| 5 | MORGAN STANLEY | 288,984 | 4,803,000 | 8.87% | ||
| 6 | WELLS FARGO & COMPANY/MN | 169,936 | 2,824,000 | 5.21% | ||
| 7 | Leisure Capital Management | 145,062 | 2,411,000 | 4.45% | PRN | |
| 8 | UBS Group AG | 141,416 | 2,350,000 | 4.34% | ||
| 9 | ROYAL BANK OF CANADA | 113,842 | 1,892,000 | 3.49% | ||
| 10 | Apriem Advisors | 101,962 | 1,695,000 | 3.13% | ||
| 11 | Sterling Global Strategies LLC | 25,113 | 1,511,000 | 2.79% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 80,904 | 1,345,000 | 2.48% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 76,120 | 1,265,000 | 2.34% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 66,151 | 1,099,000 | 2.03% | ||
| 15 | WHITTIER TRUST CO | 46,118 | 766,000 | 1.41% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 44,038 | 732,000 | 1.35% | ||
| 17 | Creative Planning | 24,695 | 410,000 | 0.76% | ||
| 18 | WEDBUSH SECURITIES INC | 24,679 | 410,000 | 0.76% | ||
| 19 | IFP ADVISORS, INC | 20,629 | 343,000 | 0.63% | ||
| 20 | North Star Investment Management Corp. | 19,100 | 317,000 | 0.59% | ||
| 21 | SECURITY NATIONAL TRUST CO | 18,764 | 312,000 | 0.58% | ||
| 22 | Diligent Investors, LLC | 17,218 | 287,000 | 0.53% | ||
| 23 | First Allied Advisory Services, Inc. | 17,141 | 285,000 | 0.53% | ||
| 24 | Tortoise Investment Management, LLC | 17,067 | 284,000 | 0.52% | ||
| 25 | HOLLENCREST CAPITAL MANAGEMENT | 16,496 | 274,000 | 0.51% | ||
| 26 | CIBC Private Wealth Group LLC | 16,000 | 266,000 | 0.49% | ||
| 27 | ALETHEA CAPITAL MANAGEMENT, LLC | 13,888 | 231,000 | 0.43% | ||
| 28 | Virtu KCG Holdings LLC | 13,324 | 222,000 | 0.41% | ||
| 29 | Cetera Advisor Networks LLC | 12,110 | 201,000 | 0.37% | ||
| 30 | INTEGRATED WEALTH MANAGEMENT | 11,652 | 194,000 | 0.36% | ||
| 31 | Stratos Wealth Partners, LTD. | 11,518 | 191,000 | 0.35% | ||
| 32 | BOSTON ADVISORS LLC | 11,272 | 187,000 | 0.35% | ||
| 33 | Pure Financial Advisors, LLC | 10,187 | 169,000 | 0.31% | ||
| 34 | ADVISOR GROUP, INC. | 5,114 | 85,000 | 0.16% | ||
| 35 | Blume Capital Management, Inc. | 4,145 | 69,000 | 0.13% | ||
| 36 | MSI Financial Services Inc | 4,100 | 68,000 | 0.13% | ||
| 37 | HUNTINGTON NATIONAL BANK | 1,500 | 25,000 | 0.05% | PRN | |
| 38 | Tradewinds Capital Management, LLC | 1,375 | 23,000 | 0.04% | ||
| 39 | CITIGROUP INC | 1,063 | 18,000 | 0.03% | ||
| 40 | Gemmer Asset Management LLC | 1,023 | 17,000 | 0.03% | ||
| 41 | NEXT Financial Group, Inc | 492 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
