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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-16-004404) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
1 New Residential Investment Cor 634,689 4,106 1.41%
2 BLACKROCK CR ALLOCATION INCO 453,690 6,134 2.11%
3 WELLS FARGO MULTI SECTOR INC 367,799 5,333 1.83%
4 MICROSOFT CORP 351,224 14,397 4.95%
5 BANK AMER CORP 314,988 5,418 1.86%
6 NEWCASTLE INVESTMENT CORP 305,814 1,437 0.49%
7 FLAHERTY CRUMRINE TOTAL RE 272,874 5,392 1.85%
8 Chimera Investment Corp REIT 239,865 734 0.25%
9 FRONTIER COMMUNICATIONS CORP 193,187 1,102 0.38%
10 GENERAL ELECTRIC CO 168,139 4,353 1.50%
11 INTEL CORP 166,209 4,291 1.48%
12 REVOLUTION LIGHTING TECHNOLO COM 138,480 436 0.15%
13 FLAHERTY CRUMRINE PFD SECS 129,092 2,482 0.85%
14 ANWORTH MTG ASSET CORP 123,450 612 0.21%
15 ABERDEEN ASIA PACIFIC INCOM 120,569 737 0.25%
16 RYDEX ETF TRUST 120,402 8,788 3.02%
17 AMERICAN STRATEGICINCOME PORTFOLIO INCIII 118,873 988 0.34%
18 ANNALY CAP MGMT INC 109,945 1,206 0.41%
19 US BANCORP DEL 105,001 4,500 1.55%
20 MANNKIND CORP. 102,582 412 0.14%
21 CISCO SYS INC 98,510 2,208 0.76%
22 NUVEEN CR STRATEGIES INCOME FD COM SHS 90,505 861 0.30%
23 POWERSHARES ETF TR II 87,388 1,246 0.43%
24 ALLIANCEBERNSTEIN GLOBAL HIG 86,721 1,280 0.44%
25 AT&T INC 77,187 2,707 0.93%
26 TURQUOISE HILL RES LTD 76,836 256 0.09%
27 KEYCORP 76,332 1,087 0.37%
28 PFIZER INC 76,053 2,443 0.84%
29 STARBUCKS CORP 74,971 5,501 1.89%
30 ALTRIA GROUP INC 70,845 2,652 0.91%
31 OCULUS INNOVATIVE SCIENCES I 70,554 266 0.09%
32 REALTY INCOME CORP 69,457 2,838 0.98%
33 BLACKROCK MUN 2020 TERM TR 69,037 1,130 0.39%
34 HERITAGE FINL CORP WASH COM 68,225 1,154 0.40%
35 WESTERN ASSET EMERGING MKTS 66,916 124 0.04%
36 PROCTER AND GAMBLE CO 66,733 5,379 1.85%
37 ISHARES TR 65,075 5,632 1.94%
38 VERIZON COMMUNICATIONS INC 61,708 2,935 1.01%
39 First Trust/Aberdeen Global 61,252 854 0.29%
40 HANCOCK JOHN PFD INCOME FD I 60,998 1,056 0.36%
41 AMERIGAS PARTNERS L P 59,947 2,533 0.87%
42 VANGUARD INDEX FDS 59,223 4,182 1.44%
43 NEW MEDIA INVT GROUP INC COM 58,262 875 0.30%
44 STEALTHGAS INC SHS 57,375 652 0.22%
45 APPLE INC 55,309 5,250 1.81%
46 VANGUARD INDEX FDS 55,071 4,302 1.48%
47 FRANKLIN LTD DURATION INCOME 54,639 713 0.25%
48 ISHARES TR 53,995 5,210 1.79%
49 CBL & ASSOC PPTYS INC 53,226 945 0.33%
50 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 51,390 2,027 0.70%
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