| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 511,022 | 10,097,000 | 29.52% | ||
| 2 | NWAM LLC | 272,874 | 5,392,000 | 15.76% | ||
| 3 | COHEN & STEERS, INC. | 248,475 | 4,910,000 | 14.35% | ||
| 4 | Invesco Ltd. | 206,605 | 4,083,000 | 11.94% | ||
| 5 | LPL Financial LLC | 146,614 | 2,897,000 | 8.47% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 93,513 | 1,848,000 | 5.40% | ||
| 7 | NATIONAL PLANNING CORP | 54,385 | 1,092,000 | 3.19% | ||
| 8 | MORGAN STANLEY | 36,146 | 714,000 | 2.09% | ||
| 9 | Capital Investment Advisors, LLC | 35,812 | 707,645 | 2.07% | ||
| 10 | UBS AG | 27,669 | 547,000 | 1.60% | ||
| 11 | WELLS FARGO & COMPANY/MN | 25,222 | 499,000 | 1.46% | ||
| 12 | MID CONTINENT CAPITAL LLC/IL | 17,000 | 336,000 | 0.98% | ||
| 13 | ROYAL BANK OF CANADA | 13,837 | 274,000 | 0.80% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 12,850 | 254,000 | 0.74% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 10,000 | 198,000 | 0.58% | ||
| 16 | AMERIPRISE FINANCIAL INC | 4,193 | 83,000 | 0.24% | ||
| 17 | Tower Research Capital LLC (TRC) | 2,800 | 55,000 | 0.16% | ||
| 18 | First Horizon Advisors, Inc. | 2,300 | 46,000 | 0.13% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,236 | 44,000 | 0.13% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 40,000 | 0.12% | ||
| 21 | SRH ADVISORS, LLC | 2,000 | 40,000 | 0.12% | ||
| 22 | Hoxton Financial, Inc. | 1,000 | 20,000 | 0.06% | ||
| 23 | Creative Planning | 769 | 15,000 | 0.04% | ||
| 24 | FIFTH THIRD BANCORP | 400 | 8,000 | 0.02% | ||
| 25 | MSI Financial Services Inc | 205 | 4,000 | 0.01% | ||
| 26 | CITIGROUP INC | 143 | 3,000 | 0.01% | ||
| 27 | 1919 Investment Counsel, LLC | 26 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
